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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
176
American International Group
New York
$10K -$11.7K -1,490 -52%
TA
177
Teachers Advisors
New York
$10K – – –
IR
178
Invictus RG
Bermuda
$10K +$10.2K +1,291 New
ASN
179
Advisory Services Network
Georgia
$9K – – –
WC
180
Whitnell & Co
Illinois
$8K – – –
JIC
181
Joel Isaacson & Co
New York
$7K – – –
PFBT
182
Parkside Financial Bank & Trust
Missouri
$6K +$512 +65 +8%
TWI
183
Thomas White International
Illinois
$5K -$2.42K -308 -32%
FHA
184
First Horizon Advisors
Tennessee
$4K -$3.21K -408 -39%
Group One Trading
185
Group One Trading
Illinois
$4K – – –
MFBTD
186
MB Financial Bank - Trust Department
Illinois
$4K – – –
DADC
187
D.A. Davidson & Co
Montana
$4K +$236 +30 +6%
CAW
188
Cornerstone Advisors (Washington)
Washington
$3K – – –
JFA
189
JNBA Financial Advisors
Minnesota
$3K – – –
LWA
190
Lenox Wealth Advisors
New York
$2K -$5.32K -676 -71%
CCS
191
Crosspoint Capital Strategies
California
$2K -$3.79K -482 -70%
WRM
192
Westport Resources Management
Connecticut
$2K – – –
CHC
193
City Holding Co
West Virginia
$2K +$2.38K +302 New
AIM
194
Advantage Investment Management
Iowa
$1K +$685 +87 New
Carson Wealth (CWM LLC)
195
Carson Wealth (CWM LLC)
Nebraska
$1K +$1.05K +134 New
WEC
196
Winslow Evans & Crocker
Massachusetts
$540 – – –
WP
197
WealthPLAN Partners
Nebraska
$60 +$62.2K +7,902 New
MCM
198
Moore Capital Management
New York
– -$6.46M -847,053 Closed
TRSOTSOK
199
Teachers Retirement System of the State of Kentucky
Kentucky
– -$2.6M -340,100 Closed
TAM
200
Todd Asset Management
Kentucky
– -$2.6M -340,100 Closed