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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
AI
126
AdvisorShares Investments
Maryland
$497K +$497K +51,300 New
IA
127
Inspire Advisors
Idaho
$495K +$60K +6,193 +14%
ECM
128
Evergreen Capital Management
Washington
$490K -$11.3K -1,165 -2%
PAS
129
Park Avenue Securities
New York
$479K -$640 -66 -0.1%
TC
130
TownSquare Capital
Utah
$472K +$472K +48,728 New
CG
131
Caprock Group
Idaho
$470K +$63.8K +6,578 +16%
WHG
132
Westwood Holdings Group
Texas
$463K -$533K -54,946 -53%
DI
133
DFPG Investments
Utah
$463K +$467K +48,206 New
BP
134
Ballentine Partners
Massachusetts
$449K +$96.3K +9,929 +27%
CCA
135
Checchi Capital Advisers
California
$416K -$23.7K -2,440 -5%
PP
136
PDS Planning
Ohio
$398K +$15.7K +1,617 +4%
PA
137
Parallel Advisors
California
$397K -$14.5K -1,498 -4%
RFC
138
Regions Financial Corp
Alabama
$392K -$1.49M -153,835 -79%
GT
139
Glenmede Trust
Pennsylvania
$374K +$113K +11,653 +43%
RCM
140
RNC Capital Management
California
$369K – – –
BWM
141
BKM Wealth Management
Wisconsin
$368K +$368K +37,996 New
PWPS
142
Pinnacle Wealth Planning Services
Ohio
$364K -$17.5K -1,803 -5%
SRC
143
Sage Rhino Capital
California
$349K -$7.42K -766 -2%
AFG
144
Atomi Financial Group
New York
$340K +$341K +35,153 New
CHP
145
Cable Hill Partners
Oregon
$333K +$38.6K +3,980 +13%
CAN
146
Cetera Advisor Networks
California
$326K +$142K +14,628 +77%
CGA
147
Channing Global Advisors
Florida
$324K -$44.3K -4,566 -12%
AAM
148
Advisors Asset Management
Colorado
$322K -$16.1K -1,659 -5%
P
149
Pitcairn
Pennsylvania
$319K +$159K +16,372 +98%
MG
150
Mather Group
Illinois
$316K – – –
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