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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
126
HighTower Advisors
Illinois
$186K +$68.2K +11,293 +55%
VAS
127
Vestmark Advisory Solutions
Massachusetts
$179K -$61.9K -10,244 -25%
BF
128
BOK Financial
Oklahoma
$173K -$75.5K -12,495 -30%
Fisher Asset Management
129
Fisher Asset Management
Washington
$169K +$6.84K +1,133 +4%
EWA
130
EP Wealth Advisors
California
$156K +$44K +7,276 +38%
DC
131
Davenport & Co
Virginia
$153K -$4.98K -824 -3%
SW
132
SVB Wealth
Massachusetts
$148K -$27.2K -4,508 -15%
UBS Group
133
UBS Group
Switzerland
$147K -$2.03M -336,499 -93%
Cetera Investment Advisers
134
Cetera Investment Advisers
Illinois
$147K +$8.4K +1,390 +6%
Boston Partners
135
Boston Partners
Massachusetts
$137K +$10.1K +1,676 +8%
HIA
136
Harbor Investment Advisory
Maryland
$136K – – –
FA
137
FDx Advisors
Illinois
$129K -$54.2K -8,972 -29%
Vanguard Capital Wealth Advisors
138
Vanguard Capital Wealth Advisors
Colorado
$128K -$5.6K -927 -4%
TRCT
139
Tower Research Capital (TRC)
New York
$127K -$116K -19,277 -47%
RCAG
140
Rehmann Capital Advisory Group
Michigan
$126K +$7.1K +1,175 +6%
KeyBank National Association
141
KeyBank National Association
Ohio
$121K -$10.5K -1,735 -8%
IC
142
IEQ Capital
California
$120K -$18.8K -3,117 -13%
SS
143
Simplicity Solutions
Minnesota
$114K +$117K +19,321 New
IWP
144
Icon Wealth Partners
Texas
$113K – – –
SI
145
Stephens Inc
Arkansas
$108K -$1.7K -282 -2%
RJFSA
146
Raymond James Financial Services Advisors
Florida
$108K +$111K +18,347 New
IA
147
IFP Advisors
Florida
$107K – – –
KLC
148
Knowledge Leaders Capital
Colorado
$104K +$107K +17,668 New
Commonwealth Equity Services
149
Commonwealth Equity Services
Massachusetts
$101K -$30.9K -5,113 -23%
FOA
150
Five Oceans Advisors
California
$101K +$4.38K +725 +4%