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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
101
Raymond James Trust
Florida
$215K +$18.3K +3,389 +10%
RhumbLine Advisers
102
RhumbLine Advisers
Massachusetts
$210K +$40.1K +7,422 +25%
BTW
103
Boston Trust Walden
Massachusetts
$208K – – –
QCG
104
Quadrant Capital Group
Ohio
$189K +$128K +23,637 +238%
LSAG
105
Lake Street Advisors Group
New Hampshire
$187K -$64.2K -11,876 -26%
PA
106
Parallel Advisors
California
$173K +$18.8K +3,486 +13%
PWPS
107
Pinnacle Wealth Planning Services
Ohio
$171K -$45.9K -8,504 -22%
SRC
108
Sage Rhino Capital
California
$167K +$41.4K +7,657 +35%
NIT
109
NumerixS Investment Technologies
British Columbia, Canada
$153K +$147K +27,200 New
Fifth Third Bancorp
110
Fifth Third Bancorp
Ohio
$150K +$9.05K +1,676 +7%
TRCT
111
Tower Research Capital (TRC)
New York
$148K +$132K +24,378 +1,266%
JMPWA
112
JP Morgan Private Wealth Advisors
California
$140K -$11.5K -2,128 -8%
MYIA
113
Mount Yale Investment Advisors
Colorado
$137K -$601K -111,174 -82%
CSS
114
Cubist Systematic Strategies
Connecticut
$137K -$157K -28,996 -54%
JP Morgan Chase
115
JP Morgan Chase
New York
$137K -$70.8K -13,105 -35%
CG
116
Caprock Group
Idaho
$136K -$30.2K -5,597 -19%
EI
117
Ethic Inc
New York
$136K -$18.5K -3,430 -12%
PAG
118
Private Advisor Group
New Jersey
$136K +$130K +24,054 New
LC
119
Lindbrook Capital
California
$134K -$60.2K -11,149 -32%
ECM
120
Evergreen Capital Management
Washington
$132K -$1.58M -292,297 -93%
HIA
121
Harbor Investment Advisory
Maryland
$129K – – –
W
122
WealthStone
Ohio
$128K +$123K +22,778 New
Prudential Financial
123
Prudential Financial
New Jersey
$127K +$122K +22,648 New
Millennium Management
124
Millennium Management
New York
$123K -$182K -33,689 -61%
SS
125
Simplicity Solutions
Minnesota
$115K -$2.53K -468 -2%
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5
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