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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
EI
76
Ethic Inc
New York
$500K +$128K +21,268 +31%
MYIA
77
Mount Yale Investment Advisors
Colorado
$480K +$6K +994 +1%
JMPWA
78
JP Morgan Private Wealth Advisors
California
$476K +$102K +16,973 +24%
Janney Montgomery Scott
79
Janney Montgomery Scott
Pennsylvania
$453K +$21.8K +3,608 +5%
OAG
80
Orbis Allan Gray
Bermuda
$437K – – –
Schroder Investment Management Group
81
Schroder Investment Management Group
United Kingdom
$430K -$289K -47,988 -38%
HF
82
HRT Financial
New York
$429K +$471K +78,126 New
EAM
83
Eagle Asset Management
Florida
$424K -$4.52K -750 -1%
VT
84
Vise Technologies
New York
$423K +$74.8K +12,397 +19%
DWT
85
Dorsey & Whitney Trust
South Dakota
$421K +$105K +17,389 +29%
GI
86
Gradient Investments
Minnesota
$402K +$441K +73,070 New
MWM
87
Mission Wealth Management
California
$401K +$12.5K +2,073 +3%
MIS
88
Morningstar Investment Services
Illinois
$400K +$21.6K +3,578 +5%
IRC
89
Investors Research Corp
Georgia
$395K – – –
NW
90
Naviter Wealth
Arkansas
$357K +$16.7K +2,767 +4%
QCG
91
Quadrant Capital Group
Ohio
$343K +$69.7K +11,558 +23%
ECM
92
ExodusPoint Capital Management
New York
$339K +$371K +61,593 New
Balyasny Asset Management
93
Balyasny Asset Management
Illinois
$337K +$369K +61,236 New
CP
94
Covenant Partners
Tennessee
$328K -$51.4K -8,520 -12%
PWPS
95
Pinnacle Wealth Planning Services
Ohio
$324K +$153K +25,341 +76%
CCP
96
Corient Capital Partners
California
$318K – – –
ECM
97
Evergreen Capital Management
Washington
$304K -$45.4K -7,520 -12%
WFA
98
Wipfli Financial Advisors
Wisconsin
$301K +$330K +54,651 New
Citadel Advisors
99
Citadel Advisors
Florida
$291K -$1.19M -196,687 -79%
SFA
100
Sequoia Financial Advisors
Ohio
$279K +$50.4K +8,362 +20%
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4
5 6