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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
HHGA
351
Halbert Hargrove Global Advisors
California
$758 +$745 +49 New
FGAM
352
Financial Gravity Asset Management
Texas
$587 +$578 +38 New
ANBT
353
American National Bank & Trust
Texas
$520 +$502 +33 New
AF
354
Advisornet Financial
Minnesota
$510 – – –
Bogart Wealth LLC
355
Bogart Wealth LLC
Virginia
$495 +$487 +32 New
HNW
356
High Note Wealth
Minnesota
$387 – – –
GWSG
357
GPS Wealth Strategies Group
Colorado
$216 +$213 +14 New
WBC
358
West Branch Capital
Massachusetts
$122 – – –
TD Waterhouse Canada
359
TD Waterhouse Canada
Ontario, Canada
$15 -$47.1K -3,098 -100%
Arrowstreet Capital
360
Arrowstreet Capital
Massachusetts
– -$5.93M -409,579 Closed
LG
361
Leuthold Group
Minnesota
– -$4.33M -298,514 Closed
Aquatic Capital Management
362
Aquatic Capital Management
Illinois
– -$953K -65,744 Closed
Jain Global
363
Jain Global
New York
– -$399K -27,553 Closed
TC
364
Taika Capital
Florida
– -$361K -24,915 Closed
Guggenheim Capital
365
Guggenheim Capital
Illinois
– -$277K -19,090 Closed
CCG
366
Catalina Capital Group
California
– -$255K -17,624 Closed
Atria Wealth Solutions
367
Atria Wealth Solutions
New York
– -$199K -13,710 Closed
Causeway Capital Management
368
Causeway Capital Management
California
– -$193K -13,348 Closed
Stratos Wealth Partners
369
Stratos Wealth Partners
Ohio
– -$177K -12,241 Closed
PMA
370
Prudent Man Advisors
Illinois
– -$172K -11,883 Closed
Freestone Capital Holdings
371
Freestone Capital Holdings
Washington
– -$161K -11,107 Closed
HSBC Holdings
372
HSBC Holdings
United Kingdom
– -$153K -10,554 Closed
Empirical Wealth Management
373
Empirical Wealth Management
Washington
– -$151K -10,417 Closed
Quantbot Technologies
374
Quantbot Technologies
New York
– -$130K -9,004 Closed
PEAK6
375
PEAK6
Illinois
– -$25.1K -1,734 Closed