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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
326
Two Sigma Securities
New York
– -$235K -24,257 Closed
DIA
327
Dana Investment Advisors
Wisconsin
– -$229K -23,702 Closed
FFO
328
Fiduciary Family Office
Florida
– -$226K -23,322 Closed
Nomura Holdings
329
Nomura Holdings
Japan
– -$223K -23,000 Closed
VF
330
Virtu Financial
New York
– -$196K -20,281 Closed
SC
331
Sapient Capital
Indiana
– -$169K -17,467 Closed
EGM
332
Engineers Gate Manager
New York
– -$145K -15,005 Closed
VI
333
VanderPol Investments
Michigan
– -$129K -13,342 Closed
GM
334
GeoWealth Management
Illinois
– -$115K -11,916 Closed
STA
335
Summit Trail Advisors
New York
– -$114K -11,819 Closed
GWMR
336
GC Wealth Management RIA
Massachusetts
– -$108K -11,161 Closed
PI
337
PEAK6 Investments
Illinois
– -$85.5K -7,967 Closed
GWS
338
Glassman Wealth Services
Virginia
– -$62.8K -6,492 Closed
BF
339
BOK Financial
Oklahoma
– -$14.2K -1,469 Closed
Group One Trading
340
Group One Trading
Illinois
– -$4.28K -399 Closed
FCA
341
FinTrust Capital Advisors
South Carolina
– -$3.09K -319 Closed
Simplex Trading
342
Simplex Trading
Illinois
– -$2K -295 Closed
ASN
343
Advisory Services Network
Georgia
– -$2.35K -243 Closed
CQS
344
Credential Qtrade Securities
– -$2.03K -210 Closed
BCM
345
Bourgeon Capital Management
Connecticut
– -$1.89K -195 Closed
SWM
346
Spire Wealth Management
Virginia
– -$1.84K -187 Closed
CFGS
347
Concourse Financial Group Securities
Alabama
– -$1.81K -169 Closed
CWC
348
Carolinas Wealth Consulting
North Carolina
– -$1.28K -132 Closed
TVAMP
349
Tennessee Valley Asset Management Partners
Tennessee
– -$1.28K -132 Closed
GBT
350
Grove Bank & Trust
Florida
– -$726 -75 Closed