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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
Squarepoint
251
Squarepoint
New York
– -$376K -59,911 Closed
Group One Trading
252
Group One Trading
Illinois
– -$359K -59,500 Closed
EVM
253
Eaton Vance Management
Massachusetts
– -$278K -44,246 Closed
MG
254
Mather Group
Illinois
– -$262K -41,726 Closed
CGA
255
Crescent Grove Advisors
Illinois
– -$250K -39,845 Closed
AAS
256
Avantax Advisory Services
Texas
– -$238K -37,721 Closed
JF
257
Jump Financial
Illinois
– -$145K -23,200 Closed
TSS
258
Two Sigma Securities
New York
– -$137K -21,807 Closed
GCP
259
GSA Capital Partners
United Kingdom
– -$122K -19,500 Closed
CPA
260
Capital Planning Advisors
California
– -$91K -14,575 Closed
MCM
261
MAI Capital Management
Ohio
– -$88K -14,087 Closed
IC
262
Intersect Capital
California
– -$76K -12,162 Closed
QT
263
Quantbot Technologies
New York
– -$75K -12,000 Closed
Thrivent Financial for Lutherans
264
Thrivent Financial for Lutherans
Minnesota
– -$73K -10,801 Closed
MF
265
Manchester Financial
California
– -$65K -10,400 Closed
PFS
266
Prospera Financial Services
Texas
– -$18K -2,798 Closed
AWA
267
Aaron Wealth Advisors
Illinois
– -$14.6K -2,325 Closed
MCM
268
Manchester Capital Management
Vermont
– -$10K -1,620 Closed
AF
269
Advisornet Financial
Minnesota
– -$9K -1,370 Closed
Northwestern Mutual Wealth Management
270
Northwestern Mutual Wealth Management
Wisconsin
– -$6K -947 Closed
GAM
271
Gemmer Asset Management
California
– -$5K -932 Closed
T
272
TCWP
Ohio
– -$5K -821 Closed
OIA
273
Optimum Investment Advisors
Illinois
– -$5K -810 Closed
FAG
274
Fortitude Advisory Group
Washington
– -$4K -676 Closed
BWL
275
Bogart Wealth LLC
Virginia
– -$2K -300 Closed