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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
FIM
251
Freedom Investment Management
Connecticut
– -$137K -19,550 Closed
GCP
252
GSA Capital Partners
United Kingdom
– -$120K -17,154 Closed
KMWM
253
Keudell/Morrison Wealth Management
Oregon
– -$104K -14,787 Closed
HHGA
254
Halbert Hargrove Global Advisors
California
– -$100K -14,257 Closed
RJFSA
255
Raymond James Financial Services Advisors
Florida
– -$100K -14,204 Closed
WANY
256
Wealthspire Advisors (New York)
New York
– -$95K -13,538 Closed
CG
257
Caprock Group
Idaho
– -$86K -12,225 Closed
RhumbLine Advisers
258
RhumbLine Advisers
Massachusetts
– -$84K -11,920 Closed
BWP
259
BSW Wealth Partners
Colorado
– -$77K -11,001 Closed
Squarepoint
260
Squarepoint
New York
– -$77K -10,977 Closed
DOA
261
D'Orazio & Associates
Virginia
– -$28K -4,015 Closed
AWA
262
Arkadios Wealth Advisors
Georgia
– -$26K -3,728 Closed
MA
263
MUFG Americas
New York
– -$17K -2,438 Closed
GKWIM
264
Gerber Kawasaki Wealth & Investment Management
California
– -$16K -2,318 Closed
ETI
265
Enterprise Trust & Investment
California
– -$14K -2,062 Closed
SSC
266
Syverson Strege & Co
Iowa
– -$13K -1,904 Closed
GRP
267
Global Retirement Partners
California
– -$13K -1,898 Closed
HNB
268
Huntington National Bank
Ohio
– -$11.6K -1,713 -100%
APWA
269
Atlas Private Wealth Advisors
New Jersey
– -$10K -1,410 Closed
VCM
270
Vigilant Capital Management
Maine
– -$9K -1,227 Closed
PB
271
Pinnacle Bancorp
Nebraska
– -$6K -798 Closed
EFSCE
272
Enterprise Financial Services Corp (EFSC)
Missouri
– -$5K -693 Closed
BMD
273
Better Money Decisions
New Mexico
– -$5K -654 Closed
CFD
274
Creative Financial Designs
Indiana
– -$4K -576 Closed
CFGS
275
Concourse Financial Group Securities
Alabama
– -$2.87K -423 Closed
8 9 10
11
12