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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
251
Altium Wealth Management
New York
– -$77K -10,971 Closed
Cambridge Investment Research Advisors
252
Cambridge Investment Research Advisors
Iowa
– -$77K -10,877 Closed
FHB
253
First Hawaiian Bank
Hawaii
– -$76K -10,825 Closed
WAM
254
Wealthspire Advisors (Maryland)
Maryland
– -$72K -10,157 Closed
GC
255
Gilbert & Cook
Iowa
– -$72K -10,140 Closed
CIAS
256
Capital Investment Advisory Services
North Carolina
– -$41K -5,810 Closed
CAW
257
Cornerstone Advisors (Washington)
Washington
– -$40K -5,631 Closed
AAP
258
Arax Advisory Partners
Colorado
– -$39K -5,539 Closed
PCP
259
Proficio Capital Partners
Massachusetts
– -$37K -5,252 Closed
CFGS
260
Concourse Financial Group Securities
Alabama
– -$26.6K -3,887 Closed
NCM
261
Next Capital Management
New York
– -$23K -3,306 Closed
FPFS
262
First Personal Financial Services
North Carolina
– -$12K -1,689 Closed
M
263
MOTCO
Texas
– -$10K -1,395 Closed
AC
264
Avestar Capital
New York
– -$8K -1,274 Closed
JFGIW
265
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$8K -1,113 Closed
SSB
266
Sandy Spring Bank
Maryland
– -$8K -1,081 Closed
SQA
267
Simon Quick Advisors
New Jersey
– -$6.04K -856 Closed
EI
268
Ellevest Inc
New York
– -$6K -804 Closed
GAM
269
Gemmer Asset Management
California
– -$4K -581 Closed
SFG
270
SevenBridge Financial Group
Pennsylvania
– -$4K -525 Closed
GAM
271
Griffin Asset Management
New York
– -$2K -260 Closed
VCM
272
Vigilant Capital Management
Maine
– -$1K -166 Closed
W
273
WealthStone
Ohio
– -$1.01K -143 Closed
QT
274
Quantamental Technologies
New York
– -$1K -100 Closed
FGAM
275
Financial Gravity Asset Management
Texas
– -$7 -1 -7%