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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
FC
226
FORA Capital
Florida
– -$123K -25,615 Closed
DTL
227
Dynamic Technology Lab
Singapore
– -$120K -25,077 Closed
CGL
228
Clarius Group LLC
Washington
– -$87K -18,255 Closed
AIM
229
Aigen Investment Management
New York
– -$80K -16,599 Closed
WANY
230
Wealthspire Advisors (New York)
New York
– -$71K -14,777 Closed
Acadian Asset Management
231
Acadian Asset Management
Massachusetts
– -$71K -14,767 Closed
Cambridge Investment Research Advisors
232
Cambridge Investment Research Advisors
Iowa
– -$65K -13,606 Closed
PTC
233
Private Trust Company
Ohio
– -$51K -10,701 Closed
TP
234
Tranquility Partners
Tennessee
– -$50K -10,521 Closed
MCM
235
MAI Capital Management
Ohio
– -$50K -10,454 Closed
IWM
236
IHT Wealth Management
Illinois
– -$48K -10,098 Closed
ASN
237
Advisory Services Network
Georgia
– -$16K -3,434 Closed
CFGS
238
Concourse Financial Group Securities
Alabama
– -$12.3K -2,278 Closed
SF
239
Synovus Financial
Georgia
– -$8K -1,760 Closed
AT
240
Arden Trust
Delaware
– -$8K -1,753 Closed
LSA
241
Lion Street Advisors
Texas
– -$5K -1,129 Closed
IA
242
IFP Advisors
Florida
– -$4.25K -786 -82%
CFB
243
Cullen/Frost Bankers
Texas
– -$3K -653 Closed
TCOV
244
Trust Company of Vermont
Vermont
– -$3K -578 Closed
AA
245
AlphaMark Advisors
Kentucky
– -$2K -487 Closed
BFEC
246
Benjamin F. Edwards & Company
Missouri
– -$2K -460 Closed
GWM
247
Geneos Wealth Management
Colorado
– -$2K -436 Closed
Northwestern Mutual Wealth Management
248
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -404 Closed
BC
249
Barnett & Company
Tennessee
– -$2K -391 Closed
BBHC
250
Brown Brothers Harriman & Co
New York
– -$1K -132 Closed
7 8 9
10
11