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State Street SPDR S&P 600 Small Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TFS
151
TrustCore Financial Services
Tennessee
$4K +$4.33K +68 New
PA
152
Parallel Advisors
California
$3K – – –
WA
153
Winfield Associates
Ohio
$2K – – –
PWM
154
Perigon Wealth Management
California
$2K +$2.42K +38 New
AIA
155
Armor Investment Advisors
North Carolina
$1K – – –
DSN
156
D. Scott Neal
Kentucky
$1K +$765 +12 New
SEI Investments
157
SEI Investments
Pennsylvania
$1K +$765 +12 New
FRA
158
Front Row Advisors
California
$1K +$1.27K +20 New
TSS
159
Two Sigma Securities
New York
– -$5.01M -79,246 Closed
PTCG
160
Pring Turner Capital Group
California
– -$3.16M -50,030 Closed
Goldman Sachs
161
Goldman Sachs
New York
– -$1.79M -28,394 Closed
CIM
162
Corda Investment Management
Texas
– -$1.03M -16,250 Closed
ICOA
163
Investment Centers of America
North Dakota
– -$847K -13,364 Closed
SI
164
SII Investments
Wisconsin
– -$308K -4,862 Closed
PFA
165
Pure Financial Advisors
California
– -$278K -4,400 Closed
PAM
166
Premier Asset Management
Illinois
– -$260K -4,120 Closed
Envestnet Asset Management
167
Envestnet Asset Management
Illinois
– -$210K -3,320 Closed
NIC
168
Northwest Investment Counselors
Oregon
– -$19K -296 Closed
Fifth Third Bancorp
169
Fifth Third Bancorp
Ohio
– -$17K -270 Closed
BCI
170
Brinker Capital Investments
Pennsylvania
– -$3K -48 Closed
AIM
171
Advantage Investment Management
Iowa
– -$2K -34 Closed
NFG
172
Next Financial Group
Texas
– -$2K -26 Closed