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State Street SPDR S&P 600 Small Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
326
Bank of New York Mellon
New York
– -$266K -4,057 Closed
DAS
327
Dynamic Advisor Solutions
Arizona
– -$264K -4,013 Closed
BFM
328
Broadview Financial Management
Wisconsin
– -$248K -3,775 Closed
APW
329
Aurora Private Wealth
New Jersey
– -$247K -3,757 Closed
DP
330
Denver PWM
Colorado
– -$246K -3,749 Closed
TIM
331
Thompson Investment Management
Wisconsin
– -$214K -3,253 Closed
AWM
332
AE Wealth Management
Kansas
– -$214K -3,250 Closed
PA
333
PSI Advisors
Florida
– -$205K -3,127 Closed
JAWM
334
J. Arnold Wealth Management
Ohio
– -$169K -2,577 Closed
BRC
335
Bell Rock Capital
Delaware
– -$71K -1,112 Closed
CI
336
Cordant Inc
Oregon
– -$57K -870 Closed
BUB
337
BBVA USA Bancshares
Texas
– -$42K -634 Closed
SFSIG
338
San Francisco Sentry Investment Group
California
– -$31K -470 Closed
CAL
339
Capital Advisors Ltd
Ohio
– -$19K -290 Closed
IFWM
340
Institute for Wealth Management
Colorado
– -$16K -245 Closed
PCA
341
Providence Capital Advisors
North Carolina
– -$12K -185 Closed
SAM
342
S.A. Mason
Michigan
– -$11K -175 Closed
FHA
343
First Horizon Advisors
Tennessee
– -$9K -138 Closed
SSWG
344
Seven Springs Wealth Group
Tennessee
– -$9K -130 Closed
SFS
345
Sowell Financial Services
Arkansas
– -$4.64K -82 -95%
HWM
346
Howard Wealth Management
Connecticut
– -$3K -60 Closed
CAC
347
Certified Advisory Corp
Florida
– -$1K -18 Closed
MRCM
348
M&R Capital Management
New Jersey
– +$57 +1 New
CFA
349
Carroll Financial Associates
North Carolina
– +$170 +3 +300%
PFGIA
350
Patriot Financial Group Insurance Agency
Massachusetts
– +$226 +4 +57%