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SLR Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
126
Fidelity Investments
Massachusetts
– -$3.33M -150,000 Closed
ProShare Advisors
127
ProShare Advisors
Maryland
– -$634K -28,585 Closed
JG
128
Jefferies Group
New York
– -$444K -20,000 Closed
MVP
129
Miller Value Partners
Florida
– -$378K -17,000 Closed
OC
130
Oppenheimer & Co
New York
– -$363K -16,360 Closed
BTS
131
BB&T Securities
Virginia
– -$362K -16,305 Closed
LPL Financial
132
LPL Financial
California
– -$291K -12,883 Closed
SG Americas Securities
133
SG Americas Securities
New York
– -$250K -11,275 Closed
Comerica Bank
134
Comerica Bank
Texas
– -$248K -11,181 Closed
FNYS
135
First New York Securities
New York
– -$222K -10,000 Closed
California Public Employees Retirement System
136
California Public Employees Retirement System
California
– -$42K -1,900 Closed
QT
137
Quantbot Technologies
New York
– -$42K -1,900 Closed
GGPS
138
Gary Goldberg Planning Services
New York
– -$4K -200 Closed
Northwestern Mutual Wealth Management
139
Northwestern Mutual Wealth Management
Wisconsin
– +$68 +3 New