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SLR Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
AF
101
Allworth Financial
California
$21K +$703 +48 +3%
AWM
102
Avior Wealth Management
Nebraska
$19K – – –
SMG
103
Spectrum Management Group
Indiana
$13K – – –
TCOV
104
Trust Company of Vermont
Vermont
$13K +$15K +1,025 New
SAM
105
Selway Asset Management
$12K +$14.7K +1,000 New
TWM
106
Tradition Wealth Management
Minnesota
$11K +$7.21K +492 +128%
GWM
107
Geneos Wealth Management
Colorado
$9K -$32.2K -2,198 -74%
PTC
108
Private Trust Company
Ohio
$8K – – –
HI
109
Harbour Investments
Wisconsin
$7K – – –
Group One Trading
110
Group One Trading
Illinois
$5K +$5.86K +400 New
FF
111
FourThought Financial
Florida
$4K – – –
GRP
112
Global Retirement Partners
California
$2K +$88 +6 +4%
UB
113
UMB Bank
Missouri
$2K +$2.93K +200 New
MPWT
114
MassMutual Private Wealth & Trust
Connecticut
$1K +$1.11K +76 New
ACM
115
Absolute Capital Management
Pennsylvania
$314 +$366 +25 New
AI
116
Acuitas Investments
Washington
– -$2.46M -168,237 Closed
WA
117
WESPAC Advisors
California
– -$1.25M -85,389 Closed
William Blair & Company
118
William Blair & Company
Illinois
– -$1.21M -82,689 Closed
CP
119
CenterBook Partners
Connecticut
– -$1.11M -75,956 Closed
D.E. Shaw & Co
120
D.E. Shaw & Co
New York
– -$505K -34,550 Closed
Susquehanna International Group
121
Susquehanna International Group
Pennsylvania
– -$367K -25,036 Closed
CSB
122
City State Bank
Iowa
– -$323K -22,057 Closed
Natixis Advisors
123
Natixis Advisors
Massachusetts
– -$211K -14,389 Closed
DT
124
Diversified Trust
Tennessee
– -$204K -13,938 Closed
Dodge & Cox
125
Dodge & Cox
California
– -$146K -10,000 Closed