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SLR Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$8K
WT
102
Washington Trust
Rhode Island
$8K
NFG
103
Next Financial Group
Texas
$5K +$5.56K +339 New
Simplex Trading
104
Simplex Trading
Illinois
$3K -$7.21K -440 -69%
SMG
105
Spectrum Management Group
Indiana
$2K
TFS
106
TrustCore Financial Services
Tennessee
$2K
GRP
107
Global Retirement Partners
California
$2K +$49 +3 +2%
ASN
108
Advisory Services Network
Georgia
$1K +$738 +45 New
CCP
109
Clough Capital Partners
Massachusetts
-$3.71M -231,685 Closed
Goldman Sachs
110
Goldman Sachs
New York
-$285K -17,817 Closed
MA
111
Mutual Advisors
Nebraska
-$224K -14,000 Closed
Mirae Asset Global Investments
112
Mirae Asset Global Investments
South Korea
-$221K -13,812 Closed
CSS
113
Cubist Systematic Strategies
Connecticut
-$197K -12,314 Closed
Northern Trust
114
Northern Trust
Illinois
-$170K -10,641 Closed
Envestnet Asset Management
115
Envestnet Asset Management
Illinois
-$165K -10,288 Closed
KFA
116
Kelleher Financial Advisors
New York
-$164K -10,267 Closed
CF
117
Centaurus Financial
California
-$131K -8,159 Closed
Barclays
118
Barclays
United Kingdom
-$26K -1,600 Closed
KPW
119
Kore Private Wealth
New York
-$18K -1,140 Closed
RG
120
Retirement Group
California
-$6K -373 Closed
PAG
121
Private Advisor Group
New Jersey
-$4K -238 Closed