|
101
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$5K
|
–
|
–
|
–
|
|
|
102
|
Signet Financial Management
Parsippany,
New Jersey
|
$5K
|
–
|
–
|
–
|
|
|
103
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$5K
|
+$5.35K
|
+250
|
New
|
|
|
104
|
Northwest Wealth Management
Spencer,
Iowa
|
$4K
|
–
|
–
|
–
|
|
|
105
|
TCI Wealth Advisors
Tucson,
Arizona
|
$1K
|
–
|
–
|
–
|
|
|
106
|
Spectrum Management Group
Indianapolis,
Indiana
|
$1K
|
+$1.16K
|
+54
|
New
|
|
|
107
|
Marshall Wace North America
New York
|
–
|
-$1.49M
|
-72,732
|
Closed
|
|
|
108
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$1.19M
|
-58,153
|
Closed
|
|
|
109
|
Wasatch Advisors
Salt Lake City,
Utah
|
–
|
-$1.12M
|
-54,669
|
Closed
|
|
|
110
|
PVG Asset Management
Golden,
Colorado
|
–
|
-$488K
|
-23,892
|
Closed
|
|
|
111
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$465K
|
-22,761
|
Closed
|
|
|
112
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$298K
|
-14,578
|
Closed
|
|
|
113
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$262K
|
-12,822
|
Closed
|
|
|
114
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$202K
|
-9,866
|
Closed
|
|
|
115
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$28K
|
-1,359
|
Closed
|
|
|
116
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$10K
|
-475
|
Closed
|
|
|
117
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$3K
|
-144
|
Closed
|
|
|
118
|
Steward Partners Investment Advisory
New York
|
–
|
-$1K
|
-38
|
Closed
|
|
|
119
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$21
|
+1
|
New
|
|
