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SLR Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
MAA
76
Mraz Amerine & Associates
California
$223K
SPC
77
Sigma Planning Corp
Michigan
$222K +$8.18K +429 +4%
SCA
78
SMH Capital Advisors
Texas
$217K -$8.73K -458 -4%
GA
79
Geller Advisors
New York
$216K +$216K +11,310 New
AWS
80
AJ Wealth Strategies
New York
$214K +$213K +11,200 New
FA
81
FDx Advisors
Illinois
$208K +$5.87K +308 +3%
RJFSA
82
Raymond James Financial Services Advisors
Florida
$194K +$193K +10,118 New
RPC
83
Rossmore Private Capital
Connecticut
$191K +$191K +10,000 New
CFGS
84
Concourse Financial Group Securities
Alabama
$168K +$40.3K +2,112 +33%
GWM
85
Geneos Wealth Management
Colorado
$60K +$48.2K +2,527 +404%
SPIA
86
Steward Partners Investment Advisory
New York
$58K +$2.33K +122 +4%
APA
87
American Portfolios Advisors
New York
$42.7K
EBA
88
Eagle Bay Advisors
New York
$41K +$1.24K +65 +3%
FIA
89
FNY Investment Advisers
New York
$38K +$38.1K +2,000 New
WAM
90
Wolverine Asset Management
Illinois
$37K -$83.6K -4,388 -69%
Rockefeller Capital Management
91
Rockefeller Capital Management
New York
$36K +$781 +41 +2%
FCMT
92
Founders Capital Management (Texas)
Texas
$29K
AWA
93
Arkadios Wealth Advisors
Georgia
$19K +$400 +21 +2%
SMG
94
Spectrum Management Group
Indiana
$18K
SIM
95
Sonora Investment Management
Arizona
$10K
US Bancorp
96
US Bancorp
Minnesota
$8K
TRCT
97
Tower Research Capital (TRC)
New York
$7K -$44K -2,307 -87%
HI
98
Harbour Investments
Wisconsin
$7K +$1.91K +100 +41%
SWM
99
Spire Wealth Management
Virginia
$4K
GRP
100
Global Retirement Partners
California
$3K +$57 +3 +2%