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SLR Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Man Group
51
Man Group
United Kingdom
$1.08M
CPIG
52
Chicago Partners Investment Group
Illinois
$1.01M -$595K -28,958 -37%
NRS
53
Neville Rodie & Shaw
New York
$1M
SGI
54
Summit Global Investments
Utah
$904K +$9.35K +455 +1%
AM
55
Ares Management
California
$877K +$370K +18,000 +73%
KTA
56
Keeley-Teton Advisors
Illinois
$799K -$8.63K -420 -1%
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$765K -$55.5K -2,701 -7%
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$760K +$388K +18,870 +105%
CCM
59
Coe Capital Management
Illinois
$756K -$87.1K -4,240 -10%
QSS
60
Quantitative Systematic Strategies
Florida
$750K +$351K +17,069 +88%
MA
61
Montag & Associates
Georgia
$749K +$69K +3,359 +10%
CANY
62
Caxton Associates (New York)
New York
$744K +$741K +36,062 New
MWNA
63
Marshall Wace North America
New York
$716K +$712K +34,655 +59,750%
HighTower Advisors
64
HighTower Advisors
Illinois
$713K +$285K +13,887 +67%
LPL Financial
65
LPL Financial
California
$712K +$73.4K +3,574 +12%
SSA
66
Schonfeld Strategic Advisors
New York
$701K +$698K +34,000 New
OAM
67
Oxford Asset Management
United Kingdom
$665K +$662K +32,236 New
GAMC
68
Garner Asset Management Corp
Texas
$555K +$24.7K +1,200 +5%
TYCC
69
Texas Yale Capital Corp
Florida
$551K
Neuberger Berman Group
70
Neuberger Berman Group
New York
$503K +$501K +24,408 New
Russell Investments Group
71
Russell Investments Group
United Kingdom
$484K +$207K +10,100 +75%
PSP
72
Principal Street Partners
Tennessee
$430K +$6.26K +305 +2%
RJA
73
Raymond James & Associates
Florida
$422K +$421K +20,470 New
Bank of America
74
Bank of America
North Carolina
$419K -$7.75K -377 -2%
Mirae Asset Global Investments
75
Mirae Asset Global Investments
South Korea
$408K -$47.3K -2,301 -10%