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SLA

AMERICAN SELECT PTFL INC
SLA

Delisted

SLA was delisted on the 5th of September, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.17M +$9.49M +899,125 New
CP
2
Camelot Portfolios
Ohio
$4.43M +$4.6M +435,737 New
SIA
3
Sit Investment Associates
Minnesota
$4.39M +$4.56M +431,759 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.94M +$4.1M +388,257 New
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.25M +$2.34M +221,460 New
FIMG
6
Financial & Investment Management Group
Michigan
$1.5M +$1.56M +147,438 New
WCM
7
Windsor Capital Management
Arizona
$1.37M +$1.42M +134,395 New
DA
8
Doliver Advisors
Texas
$1.08M +$1.12M +105,850 New
Morgan Stanley
9
Morgan Stanley
New York
$1.02M +$1.06M +100,153 New
HK
10
Horizon Kinetics
New York
$805K +$836K +79,202 New
PMG
11
ProVise Management Group
Florida
$696K +$723K +68,500 New
Wells Fargo
12
Wells Fargo
California
$684K +$711K +67,346 New
Geode Capital Management
13
Geode Capital Management
Massachusetts
$622K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$606K +$630K +59,676 New
U
15
UBS
Switzerland
$402K +$418K +39,587 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$366K +$380K +36,030 New
Bank of America
17
Bank of America
North Carolina
$339K +$352K +33,332 New
MFS
18
MSI Financial Services
Massachusetts
$242K +$251K +23,783 New
VanEck Associates
19
VanEck Associates
New York
$174K +$181K +17,100 New
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$132K +$137K +13,020 New
DADC
21
D.A. Davidson & Co
Montana
$70K +$72.9K +6,900 New
Barclays
22
Barclays
United Kingdom
$64K +$66.5K +6,302 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$58K +$60.6K +5,740 New
PSUF
24
People's United Financial
Connecticut
$36K +$37K +3,500 New
AIG
25
American International Group
New York
$29.7K +$30.9K +2,927 New