|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$6.21M
|
-580,566
|
Closed
|
|
|
2
|
Relative Value Partners
Northbrook,
Illinois
|
–
|
-$5.76M
|
-538,648
|
Closed
|
|
|
3
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$5.5M
|
-513,883
|
Closed
|
|
|
4
|
Camelot Portfolios
Maumee,
Ohio
|
–
|
-$5.13M
|
-479,523
|
Closed
|
|
|
5
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$4.64M
|
-433,772
|
Closed
|
|
|
6
|
Financial & Investment Management Group
Traverse City,
Michigan
|
–
|
-$4.57M
|
-427,263
|
Closed
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$3.25M
|
-303,499
|
Closed
|
|
|
8
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$3.19M
|
-298,448
|
Closed
|
|
|
9
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$2.08M
|
-194,605
|
Closed
|
|
|
10
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$1.3M
|
-121,534
|
Closed
|
|
|
11
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$989K
|
-92,446
|
Closed
|
|
|
12
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$753K
|
-70,401
|
Closed
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$626K
|
-58,478
|
Closed
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
–
|
-$608K
|
-56,781
|
Closed
|
|
|
15
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$404K
|
-37,798
|
Closed
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$307K
|
-28,651
|
Closed
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$284K
|
-26,521
|
Closed
|
|
|
18
|
|
–
|
-$259K
|
-24,181
|
Closed
|
|
|
19
|
Independence Trust
Franklin,
Tennessee
|
–
|
-$234K
|
-21,892
|
Closed
|
|
|
20
|
|
–
|
-$200K
|
-18,702
|
Closed
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
–
|
-$163K
|
-15,201
|
Closed
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$162K
|
-15,130
|
Closed
|
|
|
23
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
–
|
-$139K
|
-13,020
|
Closed
|
|
|
24
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$51K
|
-4,730
|
Closed
|
|
|
25
|
American International Group
New York
|
–
|
-$36.1K
|
-3,377
|
Closed
|
|
