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AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Investment Management US
1
Allianz Investment Management US
Minnesota
$8.73M – – –
Osaic Holdings
2
Osaic Holdings
Arizona
$4.36M +$2.01M +87,661 +78%
Cetera Advisor Networks
3
Cetera Advisor Networks
California
$1.78M +$1.87M +81,419 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.64M +$396K +17,263 +30%
Nations Financial Group
5
Nations Financial Group
Iowa
$1.1M +$32.3K +1,407 +3%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$826K +$174K +7,585 +25%
Atria Wealth Solutions
7
Atria Wealth Solutions
New York
$825K +$123K +5,344 +17%
Jane Street
8
Jane Street
New York
$613K +$280K +12,231 +78%
Old Mission Capital
9
Old Mission Capital
Illinois
$557K +$584K +25,458 New
WealthPlan Investment Management
10
WealthPlan Investment Management
Nebraska
$322K +$319K +13,894 New
Harbour Investments
11
Harbour Investments
Wisconsin
$312K – – –
APA
12
American Portfolios Advisors
New York
$60K +$55.8K +2,435 +785%
IFP Advisors
13
IFP Advisors
Florida
$9K +$8.41K +367 New
UBS Group
14
UBS Group
Switzerland
$6K -$38K -1,659 -86%
AE Wealth Management
15
AE Wealth Management
Kansas
– -$15.8M -711,585 Closed
Lloyd Advisory Services
16
Lloyd Advisory Services
Georgia
– -$3.03M -135,900 Closed