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AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
1
AE Wealth Management
Kansas
$15.8M +$16.7M +711,585 New
Allianz Investment Management US
2
Allianz Investment Management US
Minnesota
$8.9M – – –
Lloyd Advisory Services
3
Lloyd Advisory Services
Georgia
$3.03M -$10.5K -446 -0.3%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.49M +$1.06M +45,194 +68%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.29M +$824K +35,115 +154%
Nations Financial Group
6
Nations Financial Group
Iowa
$1.08M +$370K +15,758 +48%
Atria Wealth Solutions
7
Atria Wealth Solutions
New York
$721K +$525K +22,372 +224%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$672K +$473K +20,165 +202%
Jane Street
9
Jane Street
New York
$351K +$47.1K +2,006 +15%
Harbour Investments
10
Harbour Investments
Wisconsin
$312K +$329K +14,006 New
UBS Group
11
UBS Group
Switzerland
$43K +$45.3K +1,930 New
APA
12
American Portfolios Advisors
New York
$6.9K +$7.28K +310 New
Patriot Financial Group Insurance Agency
13
Patriot Financial Group Insurance Agency
Massachusetts
– +$399 +17 New