Siebert Financial
SIEB
33 hedge funds and large institutions have $5.99M invested in Siebert Financial in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
3% more funds holding
Funds holding: 32 → 33 (+1)
0.51% less ownership
Funds ownership: 6.56% → 6.05% (-0.51%)
8% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 12
41% less capital invested
Capital invested by funds: $10.2M → $5.99M (-$4.18M)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $132K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
+$80.3K |
| 2 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$54.4K |
| 3 |
Simplex Trading
Chicago,
Illinois
|
+$19.8K |
| 4 |
Renaissance Technologies
New York
|
+$18K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$11.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Dimensional Fund Advisors
Austin,
Texas
|
-$467K |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
-$315K |
| 3 |
RhumbLine Advisers
Boston,
Massachusetts
|
-$56K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$30.3K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$28.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of Montreal
Toronto,
Ontario, Canada
| $7K | -$649 | -166 | -8% |
|
27
UBS Group
Zurich,
Switzerland
| $6K | -$7.97K | -2,038 | -52% |
|
28
Legal & General Group
London,
United Kingdom
| $5K | – | – | – |
|
|
MAM
29
Meeder Asset Management
Dublin,
Ohio
| $5K | +$6.38K | +1,630 | New |
|
30
Citigroup
New York
| $2K | -$2.56K | -654 | -55% |
|
|
AIP
31
Ameritas Investment Partners
Lincoln,
Nebraska
| $2K | – | – | – |
|
|
IWP
32
IAG Wealth Partners
Waukesha,
Wisconsin
| $1K | – | – | – |
|
|
33
Dimensional Fund Advisors
Austin,
Texas
| – | -$467K | -92,214 | Closed |
|
|
34
RhumbLine Advisers
Boston,
Massachusetts
| – | -$56K | -11,059 | Closed |
|
35
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$4 | -1 | -4% |
|
SIEB Hedge Fund Activity: Q3 2020 in Review
33 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Siebert Financial (SIEB) for Q3 2020, worth a combined $5.99M — down 41% from $10.2M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SIEB positions and 2 closed out — a net gain of 1 holder — while 11 added to existing stakes and 12 trimmed.
The largest buyer was Northern Trust, adding an estimated $80.3K. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $467K sold.
- 33 institutional investors held Siebert Financial (SIEB) as of Q3 2020, up from 32 in Q2 2020.
- Funds reported $5.99M of Siebert Financial stock for Q3 2020, down 41% quarter-over-quarter.
- 3 funds opened new Siebert Financial positions in Q3 2020 and 2 closed out, a net change of +1 holder.
- The largest Siebert Financial buyer in Q3 2020 was Northern Trust, an estimated $80.3K added.
- The largest Siebert Financial seller in Q3 2020 was Dimensional Fund Advisors, an estimated $467K sold.
Based on aggregated 13F filings for Q3 2020.