Siebert Financial
SIEB
29 hedge funds and large institutions have $12.1M invested in Siebert Financial in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 3 closing their positions.
545% more call options, than puts
Call options by funds: $142K | Put options by funds: $22K
180% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 5
0.23% more ownership
Funds ownership: 4.92% → 5.15% (+0.23%)
0% more funds holding
Funds holding: 29 → 29 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
1% less capital invested
Capital invested by funds: $12.3M → $12.1M (-$182K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$322K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$193K |
| 3 |
Morgan Stanley
New York
|
+$77.7K |
| 4 |
JP Morgan Chase
New York
|
+$71.8K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$42.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
N
Nuveen
Charlotte,
North Carolina
|
-$94K |
| 2 |
Northern Trust
Chicago,
Illinois
|
-$37.7K |
| 3 |
CA
Crewe Advisors
Salt Lake City,
Utah
|
-$36K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$35.9K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$9.17K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $6K | +$6K | +627 | +627% |
|
|
AIP
27
Ameritas Investment Partners
Lincoln,
Nebraska
| $5K | – | – | – |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $5K | +$5.77K | +603 | New |
|
|
IWP
29
IAG Wealth Partners
Waukesha,
Wisconsin
| $1K | +$957 | +100 | New |
|
|
N
30
Nuveen
Charlotte,
North Carolina
| – | -$94K | -10,249 | Closed |
|
|
CA
31
Crewe Advisors
Salt Lake City,
Utah
| – | -$36K | -3,900 | Closed |
|
32
Victory Capital Management
San Antonio,
Texas
| – | -$7K | -733 | Closed |
|
SIEB Hedge Fund Activity: Q4 2019 in Review
29 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Siebert Financial (SIEB) for Q4 2019, worth a combined $12.1M — down 1.5% from $12.3M a quarter earlier.
Fund positioning in SIEB was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 5 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $322K. The largest seller was Nuveen, exiting entirely with an estimated $94K sold.
- 29 institutional investors held Siebert Financial (SIEB) as of Q4 2019, unchanged from Q3 2019.
- Funds reported $12.1M of Siebert Financial stock for Q4 2019, down 1.5% quarter-over-quarter.
- 3 funds opened new Siebert Financial positions in Q4 2019 and 3 closed out, a net change of 0 holders.
- The largest Siebert Financial buyer in Q4 2019 was Susquehanna International Group, an estimated $322K added.
- The largest Siebert Financial seller in Q4 2019 was Nuveen, an estimated $94K sold.
Based on aggregated 13F filings for Q4 2019.