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iShares 1-3 Year Treasury Bond ETF

904 hedge funds and large institutions have $11.9B invested in iShares 1-3 Year Treasury Bond ETF in 2020 Q4 according to their latest regulatory filings, with 142 funds opening new positions, 297 increasing their positions, 343 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more first-time investments, than exits

New positions opened: 142 | Existing positions closed: 77

6% more funds holding

Funds holding: 855904 (+49)

1.95% less ownership

Funds ownership: 62.75%60.8% (-1.9%)

6% less funds holding in top 10

Funds holding in top 10: 9387 (-6)

11% less capital invested

Capital invested by funds: $13.4B → $11.9B (-$1.5B)

13% less repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 343

81% less call options, than puts

Call options by funds: $31.8M | Put options by funds: $170M

Holders
904
Holders Change
+49
Holders Change %
+5.73%
% of All Funds
16%
Holding in Top 10
87
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.45%
% of All Funds
1.54%
New
142
Increased
297
Reduced
343
Closed
77
Calls
$31.8M
Puts
$170M
Net Calls
-$138M
Net Calls Change
-$93.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.28B -$561M -6,492,136 -31%
BlackRock
2
BlackRock
New York
$1.05B +$235M +2,723,979 +29%
Morgan Stanley
3
Morgan Stanley
New York
$1.04B -$19.3M -223,272 -2%
UBS Group
4
UBS Group
Switzerland
$517M -$61.8M -715,363 -11%
Ameriprise
5
Ameriprise
Minnesota
$476M +$38.3M +443,299 +9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$445M -$17.9M -206,998 -4%
Wells Fargo
7
Wells Fargo
California
$321M -$67.5M -780,870 -17%
Members Trust
8
Members Trust
Florida
$290M +$50.5M +584,232 +21%
LPL Financial
9
LPL Financial
California
$227M +$7.27M +84,099 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$178M -$19.1M -220,734 -10%
State Street
11
State Street
Massachusetts
$170M -$3.71K -43 -0%
PI
12
PineBridge Investments
New York
$162M +$53M +614,000 +48%
AssetMark Inc
13
AssetMark Inc
California
$161M -$79.7M -923,012 -33%
JP Morgan Chase
14
JP Morgan Chase
New York
$152M -$81.9M -948,050 -35%
SI
15
Stephens Inc
Arkansas
$146M +$18.1M +209,229 +14%
Barclays
16
Barclays
United Kingdom
$138M -$34.5M -398,900 -20%
FM
17
Forward Management
California
$137M -$100M -1,159,041 -42%
BBVA
18
Banco Bilbao Vizcaya Argentaria
Spain
$128M +$16M +185,038 +14%
Stifel Financial
19
Stifel Financial
Missouri
$119M -$1.61M -18,581 -1%
EEP
20
Edgehill Endowment Partners
Connecticut
$119M +$197K +2,286 +0.2%
TAIM
21
TD Ameritrade Investment Management
Nebraska
$117M -$736K -8,514 -0.6%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$107M +$2.59M +29,964 +2%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$95M -$32.9M -381,315 -26%
MMI
24
Matson Money Inc
Ohio
$93.7M +$591K +6,840 +0.6%
Osaic Holdings
25
Osaic Holdings
Arizona
$93.2M -$3.27M -37,875 -3%

SHY Hedge Fund Activity: Q4 2020 in Review

904 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q4 2020, worth a combined $11.9B — down 11% from $13.4B a quarter earlier.

Buyers outnumbered sellers: 142 funds opened new SHY positions and 77 closed out — a net gain of 65 holders — while 297 added to existing stakes and 343 trimmed.

The largest buyer was BlackRock, adding an estimated $235M. The largest seller was Bank of America, cutting an estimated $561M.

  • 904 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q4 2020, up from 855 in Q3 2020.
  • Funds reported $11.9B of iShares 1-3 Year Treasury Bond ETF stock for Q4 2020, down 11% quarter-over-quarter.
  • 142 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q4 2020 and 77 closed out, a net change of +65 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q4 2020 was BlackRock, an estimated $235M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q4 2020 was Bank of America, an estimated $561M sold.

Based on aggregated 13F filings for Q4 2020.