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iShares 1-3 Year Treasury Bond ETF

298 hedge funds and large institutions have $4.2B invested in iShares 1-3 Year Treasury Bond ETF in 2013 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 106 increasing their positions, 116 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more funds holding in top 10

Funds holding in top 10: 2627 (+1)

2% more capital invested

Capital invested by funds: $4.1B → $4.2B (+$93.2M)

0.79% less ownership

Funds ownership: 50.17%49.38% (-0.79%)

9% less repeat investments, than reductions

Existing positions increased: 106 | Existing positions reduced: 116

2% less funds holding

Funds holding: 305298 (-7)

12% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 33

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $518K

Holders
298
Holders Change
-7
Holders Change %
-2.3%
% of All Funds
9.66%
Holding in Top 10
27
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.85%
% of All Funds
0.88%
New
29
Increased
106
Reduced
116
Closed
33
Calls
Puts
$518K
Net Calls
-$518K
Net Calls Change
-$518K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$615M +$165M +1,954,879 +37%
Morgan Stanley
2
Morgan Stanley
New York
$457M -$6.23M -73,905 -1%
Wells Fargo
3
Wells Fargo
California
$389M -$102M -1,213,976 -21%
CC
4
Curian Capital
Colorado
$259M -$162M -1,916,011 -38%
TAIM
5
TD Ameritrade Investment Management
Nebraska
$162M +$2.82M +33,420 +2%
U
6
UBS
Switzerland
$141M +$15.4M +182,757 +12%
LTI
7
Laffer Tengler Investments
Tennessee
$137M -$141K -1,671 Closed
GB
8
Gunma Bank
Japan
$126M
BIT
9
BlackRock Institutional Trust
California
$93.2M -$2.01M -23,841 -2%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$92.2M -$2.14M -25,325 -2%
JP Morgan Chase
11
JP Morgan Chase
New York
$75.9M -$682K -8,090 -0.9%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$73.3M -$2.87M -33,984 -4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$73.1M +$31.1M +368,335 +74%
SNC
14
Stifel Nicolaus & Co
Missouri
$67.4M +$7.39M +87,634 +12%
KeyBank National Association
15
KeyBank National Association
Ohio
$63.2M -$13M -154,105 -17%
EFS
16
Edelman Financial Services
Virginia
$59.3M +$2.51M +29,750 +4%
SI
17
Stephens Inc
Arkansas
$52.8M +$12.2M +144,371 +30%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$40.7M +$19.2M +227,570 +90%
LPL Financial
19
LPL Financial
California
$40.1M +$5.39M +63,866 +16%
IA
20
IndexIQ Advisors
New York
$38.7M +$12.6M +149,030 +48%
Millennium Management
21
Millennium Management
New York
$36M +$1.76M +20,860 +5%
RJA
22
Raymond James & Associates
Florida
$35.7M +$9.3M +110,295 +35%
BCI
23
Brinker Capital Investments
Pennsylvania
$34.3M +$9.98M +118,356 +41%
EA
24
Efficient Advisors
Ohio
$33.3M +$1.19M +14,138 +4%
BTS
25
BB&T Securities
Virginia
$32.2M +$2.23M +26,391 +225%

SHY Hedge Fund Activity: Q3 2013 in Review

298 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q3 2013, worth a combined $4.2B — up 2.3% from $4.1B a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of SHY and 29 opened new positions — a net loss of 4 holders — while 116 trimmed existing stakes and 106 added.

The largest buyer was Bank of America, adding an estimated $165M. The largest seller was Curian Capital, cutting an estimated $162M.

  • 298 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q3 2013, down from 305 in Q2 2013.
  • Funds reported $4.2B of iShares 1-3 Year Treasury Bond ETF stock for Q3 2013, up 2.3% quarter-over-quarter.
  • 29 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q3 2013 and 33 closed out, a net change of -4 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q3 2013 was Bank of America, an estimated $165M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q3 2013 was Curian Capital, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2013.