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iShares 1-3 Year Treasury Bond ETF

904 hedge funds and large institutions have $11.9B invested in iShares 1-3 Year Treasury Bond ETF in 2020 Q4 according to their latest regulatory filings, with 142 funds opening new positions, 297 increasing their positions, 343 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more first-time investments, than exits

New positions opened: 142 | Existing positions closed: 77

6% more funds holding

Funds holding: 855904 (+49)

1.95% less ownership

Funds ownership: 62.75%60.8% (-1.9%)

6% less funds holding in top 10

Funds holding in top 10: 9387 (-6)

11% less capital invested

Capital invested by funds: $13.4B → $11.9B (-$1.5B)

13% less repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 343

81% less call options, than puts

Call options by funds: $31.8M | Put options by funds: $170M

Holders
904
Holders Change
+49
Holders Change %
+5.73%
% of All Funds
16%
Holding in Top 10
87
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.45%
% of All Funds
1.54%
New
142
Increased
297
Reduced
343
Closed
77
Calls
$31.8M
Puts
$170M
Net Calls
-$138M
Net Calls Change
-$93.2M
Name Holding Trade Value Shares
Change
Change in
Stake
LIM
76
Leavell Investment Management
Alabama
$19.4M -$1.9M -22,019 -9%
PI
77
PFS Investments
Georgia
$19.1M +$1.94M +22,506 +11%
CPO
78
Cerity Partners OCIO
New York
$18.9M -$6.01M -69,527 -24%
Lazard Asset Management
79
Lazard Asset Management
New York
$18.7M
SC
80
Scotia Capital
Ontario, Canada
$18.5M +$839K +9,709 +5%
COF
81
Capital One Financial
Virginia
$18.1M -$12.4M -143,085 -41%
Millennium Management
82
Millennium Management
New York
$17.7M +$5.3M +61,346 +43%
TCPWM
83
Traverso Chambers Private Wealth Management
California
$17.5M +$178K +2,056 +1%
MLM
84
Mount Lucas Management
Pennsylvania
$17.5M -$131M -1,515,550 -88%
JIR
85
James Investment Research
Ohio
$17.4M -$4.29M -49,709 -20%
GPWA
86
Great Point Wealth Advisors
Massachusetts
$16.7M +$4.08M +47,194 +32%
SG Americas Securities
87
SG Americas Securities
New York
$16.5M +$13.8M +160,221 +523%
SPC
88
Sigma Planning Corp
Michigan
$16.5M -$375K -4,338 -2%
Citigroup
89
Citigroup
New York
$16.4M -$17.6M -203,832 -52%
M1FG
90
Mach-1 Financial Group
Arkansas
$16.4M +$16.4M +189,653 New
W
91
Wealthquest
Ohio
$16.3M +$1.11M +12,801 +7%
Mirae Asset Global Investments
92
Mirae Asset Global Investments
South Korea
$16.2M -$1.06M -12,270 -6%
Fifth Third Bancorp
93
Fifth Third Bancorp
Ohio
$15.8M +$658K +7,611 +4%
WJA
94
Willis Johnson & Associates
Texas
$15.5M +$15.5M +179,068 New
ACI
95
AMP Capital Investors
Australia
$15.1M -$3.59M -41,499 -19%
CCM
96
Crabel Capital Management
California
$15.1M +$12.4M +143,448 +462%
MFM
97
Mirsky Financial Management
New York
$14.9M +$939K +10,867 +7%
OPS
98
Orion Portfolio Solutions
Nebraska
$14.5M +$477K +5,527 +3%
CCP
99
Cardan Capital Partners
Colorado
$14.3M -$5.16M -59,747 -26%
EVM
100
Eaton Vance Management
Massachusetts
$14.2M +$6.17M +71,369 +76%

SHY Hedge Fund Activity: Q4 2020 in Review

904 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q4 2020, worth a combined $11.9B — down 11% from $13.4B a quarter earlier.

Buyers outnumbered sellers: 142 funds opened new SHY positions and 77 closed out — a net gain of 65 holders — while 297 added to existing stakes and 343 trimmed.

The largest buyer was BlackRock, adding an estimated $235M. The largest seller was Bank of America, cutting an estimated $561M.

  • 904 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q4 2020, up from 855 in Q3 2020.
  • Funds reported $11.9B of iShares 1-3 Year Treasury Bond ETF stock for Q4 2020, down 11% quarter-over-quarter.
  • 142 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q4 2020 and 77 closed out, a net change of +65 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q4 2020 was BlackRock, an estimated $235M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q4 2020 was Bank of America, an estimated $561M sold.

Based on aggregated 13F filings for Q4 2020.