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iShares 1-3 Year Treasury Bond ETF

342 hedge funds and large institutions have $4.16B invested in iShares 1-3 Year Treasury Bond ETF in 2013 Q4 according to their latest regulatory filings, with 67 funds opening new positions, 99 increasing their positions, 130 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more first-time investments, than exits

New positions opened: 67 | Existing positions closed: 22

15% more funds holding

Funds holding: 298342 (+44)

11% more funds holding in top 10

Funds holding in top 10: 2730 (+3)

1% less capital invested

Capital invested by funds: $4.2B → $4.16B (-$35.2M)

1% less ownership

Funds ownership: 49.38%48.38% (-1%)

24% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 130

Holders
342
Holders Change
+44
Holders Change %
+14.77%
% of All Funds
9.93%
Holding in Top 10
30
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+11.11%
% of All Funds
0.87%
New
67
Increased
99
Reduced
130
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CB
76
Commerce Bank
Missouri
$6.8M -$205K -2,425 -3%
CFB
77
Cullen/Frost Bankers
Texas
$6.55M +$4.2M +49,702 +178%
Luther King Capital Management (LKCM)
78
Luther King Capital Management (LKCM)
Texas
$6.54M -$525K -6,220 -7%
Invesco
79
Invesco
Georgia
$6.37M -$229K -2,716 -3%
BNP Paribas Financial Markets
80
BNP Paribas Financial Markets
France
$6.35M -$325K -3,847 -5%
CA
81
Capital Advantage
California
$6.31M +$6.32M +74,814 New
LPT
82
Legacy Private Trust
Wisconsin
$6.29M +$1.65M +19,551 +36%
NG
83
NatWest Group
United Kingdom
$6.11M +$236K +2,800 +4%
FAAM
84
First Allied Asset Management
California
$5.49M -$28.6K -339 -0.5%
OC
85
Oppenheimer & Co
New York
$5.34M -$32.3K -382 -0.6%
SAM
86
SignalPoint Asset Management
Missouri
$5.25M +$2.33M +27,539 +79%
Cambridge Investment Research Advisors
87
Cambridge Investment Research Advisors
Iowa
$4.79M +$21.7K +257 +0.5%
KC
88
Kingfisher Capital
North Carolina
$4.44M -$231K -2,739 -5%
Bank of Montreal
89
Bank of Montreal
Ontario, Canada
$4.38M -$367K -4,345 -8%
FAAS
90
First Allied Advisory Services
California
$4.33M -$5.27M -62,444 -55%
TNBTD
91
Trustmark National Bank Trust Department
Mississippi
$4.27M -$363K -4,300 -8%
HighTower Advisors
92
HighTower Advisors
Illinois
$4.11M +$2.56M +30,260 +164%
ZF
93
Zhang Financial
Michigan
$4.08M +$5.66K +67 +0.1%
TAM
94
Todd Asset Management
Kentucky
$3.76M +$98K +1,160 +3%
EC
95
Estate Counselors
Wisconsin
$3.71M
FBNAT
96
FirstMerit Bank N.A. Trustee
Ohio
$3.32M -$1.13M -13,329 -25%
RJFSA
97
Raymond James Financial Services Advisors
Florida
$3.26M -$128K -1,520 -4%
ECM
98
Evergreen Capital Management
Washington
$3.19M -$42.2K -500 -1%
MA
99
MUFG Americas
New York
$3.12M -$128K -1,515 -4%
AIG
100
American International Group
New York
$3.1M -$387K -4,580 -11%

SHY Hedge Fund Activity: Q4 2013 in Review

342 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q4 2013, worth a combined $4.16B — down 0.84% from $4.2B a quarter earlier.

Buyers outnumbered sellers: 67 funds opened new SHY positions and 22 closed out — a net gain of 45 holders — while 99 added to existing stakes and 130 trimmed.

The largest buyer was First Horizon Advisors, adding an estimated $50M. The largest seller was Bank of America, cutting an estimated $123M.

  • 342 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q4 2013, up from 298 in Q3 2013.
  • Funds reported $4.16B of iShares 1-3 Year Treasury Bond ETF stock for Q4 2013, down 0.84% quarter-over-quarter.
  • 67 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q4 2013 and 22 closed out, a net change of +45 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q4 2013 was First Horizon Advisors, an estimated $50M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q4 2013 was Bank of America, an estimated $123M sold.

Based on aggregated 13F filings for Q4 2013.