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iShares 1-3 Year Treasury Bond ETF
SHY

904 hedge funds and large institutions have $11.9B invested in iShares 1-3 Year Treasury Bond ETF in 2020 Q4 according to their latest regulatory filings, with 142 funds opening new positions, 297 increasing their positions, 343 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more first-time investments, than exits

New positions opened: 142 | Existing positions closed: 77

6% more funds holding

Funds holding: 855 → 904 (+49)

1.95% less ownership

Funds ownership: 62.75% → 60.8% (-1.9%)

6% less funds holding in top 10

Funds holding in top 10: 93 → 87 (-6)

11% less capital invested

Capital invested by funds: $13.4B → $11.9B (-$1.5B)

13% less repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 343

81% less call options, than puts

Call options by funds: $31.8M | Put options by funds: $170M

Holders
904
Holders Change
+49
Holders Change %
+5.73%
% of All Funds
16%
Holding in Top 10
87
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.45%
% of All Funds
1.54%
New
142
Increased
297
Reduced
343
Closed
77
Calls
$31.8M
Puts
$170M
Net Calls
-$138M
Net Calls Change
-$93.2M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$235M
2
PI
PineBridge Investments
New York
+$53M
3
Members Trust
Members Trust
Florida
+$50.5M
4
Ameriprise
Ameriprise
Minnesota
+$38.3M
5
Goldman Sachs
Goldman Sachs
New York
+$35.7M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$561M
2
RBA
Richard Bernstein Advisors
New York
-$266M
3
MLM
Mount Lucas Management
Pennsylvania
-$131M
4
FM
Forward Management
California
-$100M
5
JP Morgan Chase
JP Morgan Chase
New York
-$81.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
PFA
926
Plotkin Financial Advisors
Maryland
– -$1.94M -22,461 Closed
BFM
927
Boston Financial Management
Massachusetts
– -$1.85M -21,398 Closed
SC
928
Solstein Capital
California
– -$1.63M -18,857 Closed
HA
929
Harborview Advisors
Maine
– -$1.59M -18,399 Closed
SVCP
930
Silicon Valley Capital Partners
California
– -$1.5M -17,356 Closed
FA
931
Faithward Advisors
Pennsylvania
– -$1.44M -16,673 Closed
BAM
932
Bruderman Asset Management
New York
– -$961K -11,108 Closed
WA
933
WESPAC Advisors
California
– -$785K -9,077 Closed
ZB
934
Zions Bancorporation
Utah
– -$690K -7,972 Closed
APW
935
Aurora Private Wealth
New Jersey
– -$580K -6,701 Closed
UFF
936
USA Financial Formulas
Michigan
– -$553K -6,391 Closed
PCM
937
Prelude Capital Management
New York
– -$539K -6,236 Closed
HCA
938
Harbour Capital Advisors
Virginia
– -$502K -5,800 Closed
UR
939
USCA RIA
Texas
– -$418K -4,836 Closed
AIP
940
Ahrens Investment Partners
Louisiana
– -$418K -4,832 Closed
SCG
941
Sonata Capital Group
Washington
– -$398K -4,600 Closed
CCM
942
Canal Capital Management
Virginia
– -$381K -4,405 Closed
B
943
Bailard
California
– -$369K -4,265 Closed
EWA
944
EP Wealth Advisors
California
– -$366K -4,233 Closed
WI
945
Wintrust Investments
Illinois
– -$342K -3,950 Closed
HR
946
Hayden Royal
North Carolina
– -$311K -3,601 Closed
VAG
947
VisionPoint Advisory Group
Texas
– -$285K -3,296 Closed
LBD
948
Landsberg Bennett & Dubbaneh
Florida
– -$284K -3,281 Closed
SEIA
949
Signature Estate & Investment Advisors
California
– -$276K -3,185 Closed
SLG
950
Stanley-Laman Group
Pennsylvania
– -$266K -3,072 Closed
36 37
38
39 40

SHY Hedge Fund Activity: Q4 2020 in Review

904 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q4 2020, worth a combined $11.9B — down 11% from $13.4B a quarter earlier.

Buyers outnumbered sellers: 142 funds opened new SHY positions and 77 closed out — a net gain of 65 holders — while 297 added to existing stakes and 343 trimmed.

The largest buyer was BlackRock, adding an estimated $235M. The largest seller was Bank of America, cutting an estimated $561M.

  • 904 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q4 2020, up from 855 in Q3 2020.
  • Funds reported $11.9B of iShares 1-3 Year Treasury Bond ETF stock for Q4 2020, down 11% quarter-over-quarter.
  • 142 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q4 2020 and 77 closed out, a net change of +65 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q4 2020 was BlackRock, an estimated $235M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q4 2020 was Bank of America, an estimated $561M sold.

Based on aggregated 13F filings for Q4 2020.