We are live on ! Find out more
SHY icon

iShares 1-3 Year Treasury Bond ETF
SHY

855 hedge funds and large institutions have $13.4B invested in iShares 1-3 Year Treasury Bond ETF in 2020 Q3 according to their latest regulatory filings, with 88 funds opening new positions, 331 increasing their positions, 305 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more first-time investments, than exits

New positions opened: 88 | Existing positions closed: 69

9% more repeat investments, than reductions

Existing positions increased: 331 | Existing positions reduced: 305

1% more funds holding

Funds holding: 847 → 855 (+8)

0.07% less ownership

Funds ownership: 62.82% → 62.75% (-0.07%)

6% less capital invested

Capital invested by funds: $14.2B → $13.4B (-$797M)

17% less funds holding in top 10

Funds holding in top 10: 112 → 93 (-19)

24% less call options, than puts

Call options by funds: $146M | Put options by funds: $191M

Holders
855
Holders Change
+8
Holders Change %
+0.94%
% of All Funds
17.25%
Holding in Top 10
93
Holding in Top 10 Change
-19
Holding in Top 10 Change %
-16.96%
% of All Funds
1.88%
New
88
Increased
331
Reduced
305
Closed
69
Calls
$146M
Puts
$191M
Net Calls
-$45.3M
Net Calls Change
+$157M

Top Buyers

Rank Fund Capital Flow
1
FM
Forward Management
California
+$238M
2
AssetMark Inc
AssetMark Inc
California
+$157M
3
BlackRock
BlackRock
New York
+$65.9M
4
SI
Stephens Inc
Arkansas
+$49.1M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$37.4M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$375M
2
AA
Acorns Advisers
California
-$258M
3
Wells Fargo
Wells Fargo
California
-$162M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$87.5M
5
PWPCM
Perella Weinberg Partners Capital Management
New York
-$75.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
MHS
876
M Holdings Securities
Oregon
– -$1.12M -12,898 Closed
BFPW
877
BOK Financial Private Wealth
Colorado
– -$946K -10,921 Closed
ACA
878
Atlas Capital Advisors
Wyoming
– -$880K -10,158 Closed
EWM
879
EPG Wealth Management
Georgia
– -$876K -10,115 Closed
TCBWMS
880
Texas Capital Bank Wealth Management Services
Texas
– -$804K -9,284 Closed
PWM
881
PBMares Wealth Management
Virginia
– -$711K -8,212 Closed
SAM
882
Secure Asset Management
Michigan
– -$660K -7,618 Closed
Verition Fund Management
883
Verition Fund Management
Connecticut
– -$500K -5,773 Closed
SGI
884
Swan Global Investments
Colorado
– -$424K -4,900 Closed
SEM
885
Suncoast Equity Management
Florida
– -$410K -4,731 Closed
NP
886
NorthRock Partners
Minnesota
– -$390K -4,503 Closed
EAM
887
Eagle Asset Management
Florida
– -$372K -4,303 Closed
RSWM
888
Robertson Stephens Wealth Management
California
– -$360K -4,168 Closed
IC
889
Innealta Capital
Texas
– -$349K -4,029 Closed
RIA
890
Regal Investment Advisors
Michigan
– -$335K -3,868 Closed
HIC
891
Holderness Investments Company
North Carolina
– -$333K -3,850 Closed
FAAM
892
First Ascent Asset Management
Colorado
– -$307K -3,540 Closed
TPA
893
Trivium Point Advisory
Connecticut
– -$290K -3,346 Closed
MG
894
Mather Group
Illinois
– -$284K -3,283 Closed
EH
895
Equitable Holdings
New York
– -$275K -3,179 Closed
MW
896
Marcum Wealth
Ohio
– -$272K -3,141 Closed
PFG
897
PAX Financial Group
Texas
– -$270K -3,121 Closed
VAM
898
Verity Asset Management
North Carolina
– -$270K -3,112 Closed
ACA
899
Affinity Capital Advisors
California
– -$249K -2,876 Closed
PWS
900
Paragon Wealth Strategies
Florida
– -$243K -2,809 Closed
34 35
36
37 38

SHY Hedge Fund Activity: Q3 2020 in Review

855 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q3 2020, worth a combined $13.4B — down 5.6% from $14.2B a quarter earlier.

Buyers outnumbered sellers: 88 funds opened new SHY positions and 69 closed out — a net gain of 19 holders — while 331 added to existing stakes and 305 trimmed.

The largest buyer was Forward Management, opening a new position worth an estimated $238M. The largest seller was Fidelity Investments, cutting an estimated $375M.

  • 855 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q3 2020, up from 847 in Q2 2020.
  • Funds reported $13.4B of iShares 1-3 Year Treasury Bond ETF stock for Q3 2020, down 5.6% quarter-over-quarter.
  • 88 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q3 2020 and 69 closed out, a net change of +19 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q3 2020 was Forward Management, an estimated $238M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q3 2020 was Fidelity Investments, an estimated $375M sold.

Based on aggregated 13F filings for Q3 2020.