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iShares 1-3 Year Treasury Bond ETF

904 hedge funds and large institutions have $11.9B invested in iShares 1-3 Year Treasury Bond ETF in 2020 Q4 according to their latest regulatory filings, with 142 funds opening new positions, 297 increasing their positions, 343 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more first-time investments, than exits

New positions opened: 142 | Existing positions closed: 77

6% more funds holding

Funds holding: 855904 (+49)

1.95% less ownership

Funds ownership: 62.75%60.8% (-1.9%)

6% less funds holding in top 10

Funds holding in top 10: 9387 (-6)

11% less capital invested

Capital invested by funds: $13.4B → $11.9B (-$1.5B)

13% less repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 343

81% less call options, than puts

Call options by funds: $31.8M | Put options by funds: $170M

Holders
904
Holders Change
+49
Holders Change %
+5.73%
% of All Funds
16%
Holding in Top 10
87
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.45%
% of All Funds
1.54%
New
142
Increased
297
Reduced
343
Closed
77
Calls
$31.8M
Puts
$170M
Net Calls
-$138M
Net Calls Change
-$93.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TPCW
26
TD Private Client Wealth
New York
$89.2M -$13.8M -159,283 -13%
Truist Financial
27
Truist Financial
North Carolina
$89.1M +$1.36M +15,753 +2%
TF
28
TIAA FSB
Florida
$76.7M -$1.55M -17,956 -2%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$74.6M +$11M +127,208 +17%
HF
30
HRT Financial
New York
$66M +$11.4M +131,386 +21%
Goldman Sachs
31
Goldman Sachs
New York
$63.8M +$35.7M +412,901 +127%
AWM
32
AE Wealth Management
Kansas
$61M -$343K -3,972 -0.6%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$59.4M +$2.59M +29,971 +5%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$59.2M -$20.9M -242,097 -26%
Charles Schwab
35
Charles Schwab
California
$57M -$328K -3,800 -0.6%
CAPTRUST Financial Advisors
36
CAPTRUST Financial Advisors
North Carolina
$54.5M +$8.86M +102,591 +19%
RJA
37
Raymond James & Associates
Florida
$54.5M -$19.7M -227,740 -27%
PSUF
38
People's United Financial
Connecticut
$50.8M -$4.23M -48,985 -8%
HighTower Advisors
39
HighTower Advisors
Illinois
$50.7M -$1.23M -14,221 -2%
DSN
40
D. Scott Neal
Kentucky
$48.2M -$1.94M -22,408 -4%
I2I
41
Insight 2811 Inc
Illinois
$48M -$26.9M -311,660 -36%
MML Investors Services
42
MML Investors Services
Massachusetts
$47.1M +$4.91M +56,783 +12%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$44.6M -$17.9M -207,776 -29%
KeyBank National Association
44
KeyBank National Association
Ohio
$43.5M +$12.5M +144,967 +40%
CS
45
Comerica Securities
Michigan
$42M +$1.21M +14,007 +3%
3AM
46
3EDGE Asset Management
Florida
$41.6M +$10.2M +118,335 +33%
UCFA
47
United Capital Financial Advisors
Texas
$39.4M +$2.47M +28,576 +7%
Jane Street
48
Jane Street
New York
$39M +$28.4M +329,004 +270%
GW
49
GW & Wade
Massachusetts
$38.5M -$597K -6,916 -2%
EA
50
Efficient Advisors
Ohio
$37.9M -$5.98M -69,222 -14%

SHY Hedge Fund Activity: Q4 2020 in Review

904 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q4 2020, worth a combined $11.9B — down 11% from $13.4B a quarter earlier.

Buyers outnumbered sellers: 142 funds opened new SHY positions and 77 closed out — a net gain of 65 holders — while 297 added to existing stakes and 343 trimmed.

The largest buyer was BlackRock, adding an estimated $235M. The largest seller was Bank of America, cutting an estimated $561M.

  • 904 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q4 2020, up from 855 in Q3 2020.
  • Funds reported $11.9B of iShares 1-3 Year Treasury Bond ETF stock for Q4 2020, down 11% quarter-over-quarter.
  • 142 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q4 2020 and 77 closed out, a net change of +65 holders.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q4 2020 was BlackRock, an estimated $235M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q4 2020 was Bank of America, an estimated $561M sold.

Based on aggregated 13F filings for Q4 2020.