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iShares 1-3 Year Treasury Bond ETF
SHY

342 hedge funds and large institutions have $3.72B invested in iShares 1-3 Year Treasury Bond ETF in 2014 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 106 increasing their positions, 156 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 30

0% more funds holding

Funds holding: 342 → 342 (0)

2.36% less ownership

Funds ownership: 48.38% → 46.02% (-2.4%)

11% less capital invested

Capital invested by funds: $4.16B → $3.72B (-$445M)

17% less funds holding in top 10

Funds holding in top 10: 30 → 25 (-5)

32% less repeat investments, than reductions

Existing positions increased: 106 | Existing positions reduced: 156

Holders
342
Holders Change
–
Holders Change %
0%
% of All Funds
9.88%
Holding in Top 10
25
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-16.67%
% of All Funds
0.72%
New
31
Increased
106
Reduced
156
Closed
30
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BIT
BlackRock Institutional Trust
California
+$47.5M
2
Morgan Stanley
Morgan Stanley
New York
+$45.9M
3
Wells Fargo
Wells Fargo
California
+$19M
4
NHFG
New Harbor Financial Group
Massachusetts
+$14.5M
5
QCMNJ
Quantum Capital Management (New Jersey)
New Jersey
+$9.29M

Top Sellers

Rank Fund Capital Flow
1
CC
Curian Capital
Colorado
-$145M
2
SI
Stephens Inc
Arkansas
-$54.3M
3
FHA
First Horizon Advisors
Tennessee
-$51.3M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$34.6M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$33.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
FCH
351
Freestone Capital Holdings
Washington
– -$2.46M -29,116 Closed
BCM
352
Bluefin Capital Management
New York
– -$2.04M -24,175 Closed
JG
353
Jefferies Group
New York
– -$1.68M -19,929 Closed
RCM
354
Rotella Capital Management
Washington
– -$1.65M -19,600 Closed
BMM
355
Buffington Mohr McNeal
Idaho
– -$1.03M -12,265 Closed
HR
356
Howe & Rusling
New York
– -$1M -11,869 Closed
NI
357
Numeric Investors
Massachusetts
– -$599K -7,100 Closed
N
358
Nuveen
North Carolina
– -$590K -6,997 Closed
PFS
359
Prospera Financial Services
Texas
– -$404K -4,791 Closed
Franklin Resources
360
Franklin Resources
California
– -$346K -4,100 Closed
KA
361
Kovack Advisors
Florida
– -$232K -2,749 Closed
SCM
362
Sterneck Capital Management
Missouri
– -$228K -2,700 Closed
AMIM
363
Aull & Monroe Investment Management
Alabama
– -$204K -2,420 Closed
MIM
364
Macroview Investment Management
Maryland
– -$105K -1,250 Closed
SHWM
365
Smith & Howard Wealth Management
Georgia
– -$93K -1,100 Closed
BWFA
366
Baltimore-Washington Financial Advisors
Maryland
– -$84K -1,000 Closed
PFSC
367
Peoples Financial Services Corp
Pennsylvania
– -$74K -873 Closed
VCM
368
Vigilant Capital Management
Maine
– -$68K -800 Closed
WCM
369
Windsor Capital Management
Arizona
– -$52K -615 Closed
SFPIA
370
Stevens First Principles Investment Advisors
California
– -$48K -569 Closed
SGC
371
South Georgia Capital
Illinois
– -$36K -423 Closed
TRCT
372
Tower Research Capital (TRC)
New York
– -$17K -200 Closed
V
373
Veritable
Delaware
– -$15K -179 Closed
ASN
374
Advisory Services Network
Georgia
– -$10K -124 Closed
KCPG
375
Kavar Capital Partners Group
Kansas
– -$422 -5 -38%
11 12 13 14
15

SHY Hedge Fund Activity: Q1 2014 in Review

342 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in iShares 1-3 Year Treasury Bond ETF (SHY) for Q1 2014, worth a combined $3.72B — down 11% from $4.16B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new SHY positions and 30 closed out — a net gain of 1 holder — while 106 added to existing stakes and 156 trimmed.

The largest buyer was BlackRock Institutional Trust, adding an estimated $47.5M. The largest seller was Curian Capital, cutting an estimated $145M.

  • 342 institutional investors held iShares 1-3 Year Treasury Bond ETF (SHY) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $3.72B of iShares 1-3 Year Treasury Bond ETF stock for Q1 2014, down 11% quarter-over-quarter.
  • 31 funds opened new iShares 1-3 Year Treasury Bond ETF positions in Q1 2014 and 30 closed out, a net change of +1 holder.
  • The largest iShares 1-3 Year Treasury Bond ETF buyer in Q1 2014 was BlackRock Institutional Trust, an estimated $47.5M added.
  • The largest iShares 1-3 Year Treasury Bond ETF seller in Q1 2014 was Curian Capital, an estimated $145M sold.

Based on aggregated 13F filings for Q1 2014.