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Global X SuperDividend ETF

62 hedge funds and large institutions have $776M invested in Global X SuperDividend ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 24 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

353% more capital invested

Capital invested by funds: $171M → $776M (+$605M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

85% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 13

22% more funds holding

Funds holding: 5162 (+11)

0.49% less ownership

Funds ownership: 7.85%7.36% (-0.49%)

Holders
62
Holders Change
+11
Holders Change %
+21.57%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
14
Increased
24
Reduced
13
Closed
3
Calls
$7K
Puts
Net Calls
+$7K
Net Calls Change
+$21K
Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
1
Nomura Holdings
Japan
$597M -$39.8K -570 -2%
Morgan Stanley
2
Morgan Stanley
New York
$43.2M +$1.08M +15,422 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$18.8M +$2.63M +37,616 +16%
Bank of America
4
Bank of America
North Carolina
$17.2M -$3M -43,022 -15%
U
5
UBS
Switzerland
$15.8M -$8.52M -122,012 -35%
Wells Fargo
6
Wells Fargo
California
$13.4M -$2.23M -31,925 -14%
GI
7
Gradient Investments
Minnesota
$8.9M +$1.43M +20,524 +19%
FANJ
8
Financial Architects (New Jersey)
New Jersey
$6.57M +$955K +13,669 +17%
JCM
9
Janney Capital Management
Pennsylvania
$5.87M +$160K +2,286 +3%
LPL Financial
10
LPL Financial
California
$5.35M -$259K -3,714 -5%
BTS
11
BB&T Securities
Virginia
$4.01M +$398K +5,702 New
Ameriprise
12
Ameriprise
Minnesota
$2.97M +$311K +4,454 +12%
RJA
13
Raymond James & Associates
Florida
$2.73M +$452K +6,473 +20%
OA
14
Oxbow Advisors
Texas
$2.34M +$39K +558 +2%
PFS
15
Prospera Financial Services
Texas
$2.32M +$236K +3,385 +11%
BWP
16
Baldwin Wealth Partners
Massachusetts
$2.26M -$115K -1,650 -5%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2.23M +$81.6K +1,168 +4%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.73M +$1.72M +24,626 New
LI
19
LVZ Inc
Michigan
$1.73M +$1.72M +24,589 New
CFA
20
Cahill Financial Advisors
Minnesota
$1.59M +$1.58M +22,596 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.49M +$88.1K +1,261 +6%
MCM
22
Maryland Capital Management
Maryland
$1.43M +$432K +6,184 +44%
PI
23
Placemark Investments
Illinois
$1.41M +$161K +2,304 +13%
Citigroup
24
Citigroup
New York
$1.33M +$445K +6,366 +51%
Jane Street
25
Jane Street
New York
$1.3M +$596K +8,537 +86%

SDIV Hedge Fund Activity: Q4 2013 in Review

62 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Global X SuperDividend ETF (SDIV) for Q4 2013, worth a combined $776M — up 353% from $171M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SDIV positions and 3 closed out — a net gain of 11 holders — while 24 added to existing stakes and 13 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2.63M. The largest seller was UBS, cutting an estimated $8.52M.

  • 62 institutional investors held Global X SuperDividend ETF (SDIV) as of Q4 2013, up from 51 in Q3 2013.
  • Funds reported $776M of Global X SuperDividend ETF stock for Q4 2013, up 353% quarter-over-quarter.
  • 14 funds opened new Global X SuperDividend ETF positions in Q4 2013 and 3 closed out, a net change of +11 holders.
  • The largest Global X SuperDividend ETF buyer in Q4 2013 was Royal Bank of Canada, an estimated $2.63M added.
  • The largest Global X SuperDividend ETF seller in Q4 2013 was UBS, an estimated $8.52M sold.

Based on aggregated 13F filings for Q4 2013.