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Global X SuperDividend ETF

51 hedge funds and large institutions have $171M invested in Global X SuperDividend ETF in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

24% more capital invested

Capital invested by funds: $138M → $171M (+$33.2M)

9% more funds holding

Funds holding: 4751 (+4)

0.44% more ownership

Funds ownership: 7.41%7.85% (+0.44%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $14K

Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
21
Reduced
15
Closed
6
Calls
Puts
$14K
Net Calls
-$14K
Net Calls Change
-$14K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.1M +$5.76M +86,034 +17%
U
2
UBS
Switzerland
$23.8M +$2.33M +34,858 +11%
Bank of America
3
Bank of America
North Carolina
$19.7M -$1.73M -25,892 -8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$15.8M +$5.03M +75,173 +48%
Wells Fargo
5
Wells Fargo
California
$15.2M -$2.89M -43,207 -16%
GI
6
Gradient Investments
Minnesota
$7.28M +$7.1M +105,995 New
LPL Financial
7
LPL Financial
California
$5.58M -$808K -12,061 -13%
JCM
8
Janney Capital Management
Pennsylvania
$5.57M +$5.43M +81,146 New
FANJ
9
Financial Architects (New Jersey)
New Jersey
$5.46M -$111K -1,658 -2%
Ameriprise
10
Ameriprise
Minnesota
$2.59M +$2.32M +34,690 +1,156%
BWP
11
Baldwin Wealth Partners
Massachusetts
$2.32M -$239K -3,566 -10%
OA
12
Oxbow Advisors
Texas
$2.25M -$6.56K -98 -0.3%
RJA
13
Raymond James & Associates
Florida
$2.21M -$214K -3,197 -9%
Nomura Holdings
14
Nomura Holdings
Japan
$2.16M +$1.79M +26,728 +567%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2.09M +$11.2K +167 +0.6%
PFS
16
Prospera Financial Services
Texas
$2.04M +$59.1K +883 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.37M +$47.4K +708 +4%
SCG
18
Strategic Capital Group
Washington
$1.25M -$3.55K -53 -0.3%
PI
19
Placemark Investments
Illinois
$1.22M +$402K +5,997 +51%
SCM
20
Silver Capital Management
New York
$1.17M
AIG
21
American International Group
New York
$998K +$523K +7,812 +116%
CWM
22
Cabot Wealth Management
Massachusetts
$972K +$189K +2,818 +25%
MCM
23
Maryland Capital Management
Maryland
$969K +$210K +3,143 +29%
Citigroup
24
Citigroup
New York
$860K +$124K +1,848 +17%
MA
25
Menlo Advisors
California
$753K +$735K +10,975 New

SDIV Hedge Fund Activity: Q3 2013 in Review

51 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Global X SuperDividend ETF (SDIV) for Q3 2013, worth a combined $171M — up 24% from $138M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SDIV positions and 6 closed out — a net gain of 4 holders — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Gradient Investments, opening a new position worth an estimated $7.1M. The largest seller was Wells Fargo, cutting an estimated $2.89M.

  • 51 institutional investors held Global X SuperDividend ETF (SDIV) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $171M of Global X SuperDividend ETF stock for Q3 2013, up 24% quarter-over-quarter.
  • 10 funds opened new Global X SuperDividend ETF positions in Q3 2013 and 6 closed out, a net change of +4 holders.
  • The largest Global X SuperDividend ETF buyer in Q3 2013 was Gradient Investments, an estimated $7.1M added.
  • The largest Global X SuperDividend ETF seller in Q3 2013 was Wells Fargo, an estimated $2.89M sold.

Based on aggregated 13F filings for Q3 2013.