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iShares MSCI EAFE Small-Cap ETF

202 hedge funds and large institutions have $2B invested in iShares MSCI EAFE Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 46 funds opening new positions, 95 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 18

107% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 46

33% more funds holding in top 10

Funds holding in top 10: 1824 (+6)

15% more funds holding

Funds holding: 175202 (+27)

12% more capital invested

Capital invested by funds: $1.78B → $2B (+$222M)

1.4% less ownership

Funds ownership: 65.05%63.66% (-1.4%)

18% less call options, than puts

Call options by funds: $204K | Put options by funds: $250K

Holders
202
Holders Change
+27
Holders Change %
+15.43%
% of All Funds
5.86%
Holding in Top 10
24
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+33.33%
% of All Funds
0.7%
New
46
Increased
95
Reduced
46
Closed
18
Calls
$204K
Puts
$250K
Net Calls
-$46K
Net Calls Change
-$46K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$207M +$4.16M +83,889 +2%
TCT
2
TIAA CREF Trust
Missouri
$125M +$11.3M +227,596 +10%
BG
3
BlackRock Group
United Kingdom
$100M
Bessemer Group
4
Bessemer Group
New Jersey
$98.1M -$24.8M -500,000 -21%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$93.5M +$89.6M +1,807,437 +6,982%
Franklin Resources
6
Franklin Resources
California
$74.9M -$6.88M -138,800 -9%
Morgan Stanley
7
Morgan Stanley
New York
$74.2M +$3.43M +69,246 +5%
CSIA
8
Charles Schwab Investment Advisory
California
$62.1M +$805K +16,230 +1%
Goldman Sachs
9
Goldman Sachs
New York
$61M +$5.91M +119,183 +11%
RJA
10
Raymond James & Associates
Florida
$54.6M +$3.57M +71,976 +7%
TAIM
11
TD Ameritrade Investment Management
Nebraska
$49.6M +$5.76M +116,152 +14%
HHGA
12
Halbert Hargrove Global Advisors
California
$43.4M -$354K -7,132 -0.8%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$43.1M +$3.29M +66,320 +9%
Jones Financial Companies
14
Jones Financial Companies
Missouri
$43M +$1.22M +24,599 +3%
Bank of America
15
Bank of America
North Carolina
$41M +$12.9M +260,304 +48%
LPL Financial
16
LPL Financial
California
$40M +$1.79M +36,186 +5%
FMWA
17
Forvis Mazars Wealth Advisors
Missouri
$35.2M +$1.32M +26,534 +4%
Creative Planning
18
Creative Planning
Kansas
$31.1M +$19.1M +385,134 +172%
QA
19
Quantitative Advantage
Minnesota
$29.7M +$665K +13,415 +2%
U
20
UBS
Switzerland
$26.6M +$16.1M +324,684 +164%
Wells Fargo
21
Wells Fargo
California
$24.1M +$1.71M +34,563 +8%
State Street
22
State Street
Massachusetts
$22M
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$21.4M -$1.74M -35,142 -8%
Truist Financial
24
Truist Financial
North Carolina
$21.2M +$4.4M +88,779 +27%
KCMRT
25
Kemper Corp Master Retirement Trust
Illinois
$20.1M

SCZ Hedge Fund Activity: Q4 2013 in Review

202 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI EAFE Small-Cap ETF (SCZ) for Q4 2013, worth a combined $2B — up 12% from $1.78B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new SCZ positions and 18 closed out — a net gain of 28 holders — while 95 added to existing stakes and 46 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $89.6M. The largest seller was Jane Street, cutting an estimated $35.4M.

  • 202 institutional investors held iShares MSCI EAFE Small-Cap ETF (SCZ) as of Q4 2013, up from 175 in Q3 2013.
  • Funds reported $2B of iShares MSCI EAFE Small-Cap ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 46 funds opened new iShares MSCI EAFE Small-Cap ETF positions in Q4 2013 and 18 closed out, a net change of +28 holders.
  • The largest iShares MSCI EAFE Small-Cap ETF buyer in Q4 2013 was Fidelity Investments, an estimated $89.6M added.
  • The largest iShares MSCI EAFE Small-Cap ETF seller in Q4 2013 was Jane Street, an estimated $35.4M sold.

Based on aggregated 13F filings for Q4 2013.