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iShares MSCI EAFE Small-Cap ETF

175 hedge funds and large institutions have $1.78B invested in iShares MSCI EAFE Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 92 increasing their positions, 37 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

343% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 7

149% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 37

64% more funds holding in top 10

Funds holding in top 10: 1118 (+7)

50% more capital invested

Capital invested by funds: $1.19B → $1.78B (+$593M)

14% more funds holding

Funds holding: 153175 (+22)

5.71% more ownership

Funds ownership: 59.34%65.05% (+5.7%)

Holders
175
Holders Change
+22
Holders Change %
+14.38%
% of All Funds
5.67%
Holding in Top 10
18
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+63.64%
% of All Funds
0.58%
New
31
Increased
92
Reduced
37
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$193M +$7.29M +158,731 +4%
Bessemer Group
2
Bessemer Group
New Jersey
$118M +$23M +501,672 +26%
TCT
3
TIAA CREF Trust
Missouri
$108M +$10.8M +235,405 +12%
BG
4
BlackRock Group
United Kingdom
$95.5M +$4.4M +95,830 +5%
Franklin Resources
5
Franklin Resources
California
$77.9M +$20M +435,750 +37%
Morgan Stanley
6
Morgan Stanley
New York
$67.3M -$4.18M -91,110 -6%
CSIA
7
Charles Schwab Investment Advisory
California
$58.3M +$1.18M +25,608 +2%
Goldman Sachs
8
Goldman Sachs
New York
$52.3M +$17.7M +385,158 +56%
RJA
9
Raymond James & Associates
Florida
$48.4M +$1.14M +24,724 +3%
Jane Street
10
Jane Street
New York
$47M +$36.5M +794,772 +458%
HHGA
11
Halbert Hargrove Global Advisors
California
$41.6M +$574K +12,500 +1%
TAIM
12
TD Ameritrade Investment Management
Nebraska
$41.5M +$1.16M +25,292 +3%
Jones Financial Companies
13
Jones Financial Companies
Missouri
$39.8M +$2.77M +60,261 +8%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$37.8M +$14.1M +306,236 +65%
LPL Financial
15
LPL Financial
California
$36.8M +$13.6M +295,270 +65%
FMWA
16
Forvis Mazars Wealth Advisors
Missouri
$32.2M +$30.5M +664,446 New
QA
17
Quantitative Advantage
Minnesota
$27.6M +$10.5M +229,413 +68%
Bank of America
18
Bank of America
North Carolina
$26.4M +$4.34M +94,521 +21%
WTIM
19
Wilmington Trust Investment Management
Delaware
$24.3M +$23M +500,401 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$22.1M +$20M +434,574 +2,120%
Wells Fargo
21
Wells Fargo
California
$21.3M +$12M +261,397 +148%
State Street
22
State Street
Massachusetts
$20.9M
VC
23
Vicus Capital
Pennsylvania
$20.7M +$19.6M +427,663 New
KCMRT
24
Kemper Corp Master Retirement Trust
Illinois
$19.1M
AA
25
ALPS Advisors
Colorado
$18.5M -$905K -19,700 -5%

SCZ Hedge Fund Activity: Q3 2013 in Review

175 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI EAFE Small-Cap ETF (SCZ) for Q3 2013, worth a combined $1.78B — up 50% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new SCZ positions and 7 closed out — a net gain of 24 holders — while 92 added to existing stakes and 37 trimmed.

The largest buyer was Jane Street, adding an estimated $36.5M. The largest seller was Susquehanna International Group, cutting an estimated $14.8M.

  • 175 institutional investors held iShares MSCI EAFE Small-Cap ETF (SCZ) as of Q3 2013, up from 153 in Q2 2013.
  • Funds reported $1.78B of iShares MSCI EAFE Small-Cap ETF stock for Q3 2013, up 50% quarter-over-quarter.
  • 31 funds opened new iShares MSCI EAFE Small-Cap ETF positions in Q3 2013 and 7 closed out, a net change of +24 holders.
  • The largest iShares MSCI EAFE Small-Cap ETF buyer in Q3 2013 was Jane Street, an estimated $36.5M added.
  • The largest iShares MSCI EAFE Small-Cap ETF seller in Q3 2013 was Susquehanna International Group, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2013.