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iShares MSCI EAFE Small-Cap ETF

202 hedge funds and large institutions have $2B invested in iShares MSCI EAFE Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 46 funds opening new positions, 95 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 18

107% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 46

33% more funds holding in top 10

Funds holding in top 10: 1824 (+6)

15% more funds holding

Funds holding: 175202 (+27)

12% more capital invested

Capital invested by funds: $1.78B → $2B (+$222M)

1.4% less ownership

Funds ownership: 65.05%63.66% (-1.4%)

18% less call options, than puts

Call options by funds: $204K | Put options by funds: $250K

Holders
202
Holders Change
+27
Holders Change %
+15.43%
% of All Funds
5.86%
Holding in Top 10
24
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+33.33%
% of All Funds
0.7%
New
46
Increased
95
Reduced
46
Closed
18
Calls
$204K
Puts
$250K
Net Calls
-$46K
Net Calls Change
-$46K
Name Holding Trade Value Shares
Change
Change in
Stake
EA
126
Elm Advisors
California
$732K +$712K +14,365 New
BFEC
127
Benjamin F. Edwards & Company
Missouri
$722K +$25K +504 +4%
RPGK
128
Retirement Planning Group (Kansas)
Kansas
$710K -$1.04M -20,995 -60%
Carson Wealth (CWM LLC)
129
Carson Wealth (CWM LLC)
Nebraska
$698K -$255K -5,146 -27%
Brown Advisory
130
Brown Advisory
Maryland
$684K -$97.9K -1,975 -13%
FAAS
131
First Allied Advisory Services
California
$682K +$6.4K +129 +1%
AIM
132
Acropolis Investment Management
Missouri
$657K -$448K -9,035 -41%
BlackRock
133
BlackRock
New York
$635K -$199K -4,009 -24%
CDIA
134
Capital Directions Investment Advisors
Georgia
$622K -$42.5K -857 -7%
RIA
135
Regal Investment Advisors
Michigan
$610K +$11.7K +235 +2%
PI
136
Placemark Investments
Illinois
$601K -$358K -7,216 -38%
FFC
137
First Financial Corp
Indiana
$593K
RJT
138
Raymond James Trust
Florida
$569K +$99.4K +2,005 +22%
VKH
139
Virtu KCG Holdings
New York
$567K -$5.41M -109,137 -91%
EWM
140
Empirical Wealth Management
Washington
$549K +$7.59K +153 +1%
JA
141
JOYN Advisors
Georgia
$507K +$493K +9,951 New
PAG
142
Private Advisor Group
New Jersey
$486K +$473K +9,532 New
CWA
143
Convergent Wealth Advisors
Maryland
$486K +$473K +9,541 New
CL
144
CPWM LLC
Washington
$472K -$2.38K -48 -0.5%
FHA
145
First Horizon Advisors
Tennessee
$454K
CANY
146
Caxton Associates (New York)
New York
$438K +$94.2K +1,900 +28%
SIC
147
Shoker Investment Counsel
Ohio
$431K +$419K +8,449 New
RFC
148
Russell Frank Company
Washington
$430K +$74.3K +1,498 +22%
TFA
149
Transamerica Financial Advisors
Florida
$425K +$133K +2,686 +48%
BUB
150
BBVA USA Bancshares
Texas
$404K +$17.3K +348 +5%

SCZ Hedge Fund Activity: Q4 2013 in Review

202 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI EAFE Small-Cap ETF (SCZ) for Q4 2013, worth a combined $2B — up 12% from $1.78B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new SCZ positions and 18 closed out — a net gain of 28 holders — while 95 added to existing stakes and 46 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $89.6M. The largest seller was Jane Street, cutting an estimated $35.4M.

  • 202 institutional investors held iShares MSCI EAFE Small-Cap ETF (SCZ) as of Q4 2013, up from 175 in Q3 2013.
  • Funds reported $2B of iShares MSCI EAFE Small-Cap ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 46 funds opened new iShares MSCI EAFE Small-Cap ETF positions in Q4 2013 and 18 closed out, a net change of +28 holders.
  • The largest iShares MSCI EAFE Small-Cap ETF buyer in Q4 2013 was Fidelity Investments, an estimated $89.6M added.
  • The largest iShares MSCI EAFE Small-Cap ETF seller in Q4 2013 was Jane Street, an estimated $35.4M sold.

Based on aggregated 13F filings for Q4 2013.