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iShares MSCI EAFE Small-Cap ETF

202 hedge funds and large institutions have $2B invested in iShares MSCI EAFE Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 46 funds opening new positions, 95 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 18

107% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 46

33% more funds holding in top 10

Funds holding in top 10: 1824 (+6)

15% more funds holding

Funds holding: 175202 (+27)

12% more capital invested

Capital invested by funds: $1.78B → $2B (+$222M)

1.4% less ownership

Funds ownership: 65.05%63.66% (-1.4%)

18% less call options, than puts

Call options by funds: $204K | Put options by funds: $250K

Holders
202
Holders Change
+27
Holders Change %
+15.43%
% of All Funds
5.86%
Holding in Top 10
24
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+33.33%
% of All Funds
0.7%
New
46
Increased
95
Reduced
46
Closed
18
Calls
$204K
Puts
$250K
Net Calls
-$46K
Net Calls Change
-$46K
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
76
Fund Evaluation Group
Ohio
$3.24M +$72K +1,452 +2%
ECM
77
ETrade Capital Management
Virginia
$3.1M +$274K +5,525 +10%
TIM
78
Tortoise Investment Management
New York
$3.1M +$226K +4,568 +8%
AEPG
79
American Economic Planning Group
New Jersey
$2.92M -$54.2K -1,094 -2%
AI
80
Atria Investments
North Carolina
$2.91M -$71.3K -1,438 -2%
CA
81
Cumberland Advisors
Florida
$2.84M +$486K +9,800 +21%
MC
82
Martin & Co
Tennessee
$2.81M +$91.5K +1,845 +3%
CAN
83
Cetera Advisor Networks
California
$2.57M +$2.5M +50,520 New
BOH
84
Bank of Hawaii
Hawaii
$2.56M +$11.3K +228 +0.5%
FC
85
FCA Corp
Texas
$2.43M -$17.4K -350 -0.7%
LTFS
86
Ladenburg Thalmann Financial Services
Florida
$2.4M +$553K +11,163 +31%
BP
87
Banyan Partners
Florida
$2.34M -$4.56M -91,952 -67%
Charles Schwab
88
Charles Schwab
California
$2.19M -$3.33M -67,200 -61%
PA
89
Parkside Advisors
California
$2.05M +$2M +40,260 New
LS
90
Lattice Strategies
Pennsylvania
$2.03M +$193K +3,886 +11%
FIG
91
Fusion Investment Group
Pennsylvania
$1.86M +$1.81M +36,575 New
CFA
92
Camarda Financial Advisors
Florida
$1.76M -$14.9K -301 -0.9%
BWM
93
Braver Wealth Management
Massachusetts
$1.68M -$30.1K -608 -2%
RC
94
Riversville Capital
Connecticut
$1.66M +$153K +3,082 +10%
RJFSA
95
Raymond James Financial Services Advisors
Florida
$1.62M +$203K +4,085 +15%
CCA
96
Cobblestone Capital Advisors
New York
$1.57M -$49.3K -995 -3%
MWM
97
Modera Wealth Management
New Jersey
$1.47M +$333K +6,711 +30%
PFBT
98
Parkside Financial Bank & Trust
Missouri
$1.47M +$244K +4,923 +21%
FTUS
99
Flow Traders U.S.
New York
$1.35M -$8.57M -172,850 -87%
Natixis Advisors
100
Natixis Advisors
Massachusetts
$1.34M +$257K +5,190 +25%

SCZ Hedge Fund Activity: Q4 2013 in Review

202 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI EAFE Small-Cap ETF (SCZ) for Q4 2013, worth a combined $2B — up 12% from $1.78B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new SCZ positions and 18 closed out — a net gain of 28 holders — while 95 added to existing stakes and 46 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $89.6M. The largest seller was Jane Street, cutting an estimated $35.4M.

  • 202 institutional investors held iShares MSCI EAFE Small-Cap ETF (SCZ) as of Q4 2013, up from 175 in Q3 2013.
  • Funds reported $2B of iShares MSCI EAFE Small-Cap ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 46 funds opened new iShares MSCI EAFE Small-Cap ETF positions in Q4 2013 and 18 closed out, a net change of +28 holders.
  • The largest iShares MSCI EAFE Small-Cap ETF buyer in Q4 2013 was Fidelity Investments, an estimated $89.6M added.
  • The largest iShares MSCI EAFE Small-Cap ETF seller in Q4 2013 was Jane Street, an estimated $35.4M sold.

Based on aggregated 13F filings for Q4 2013.