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iShares MSCI EAFE Small-Cap ETF

202 hedge funds and large institutions have $2B invested in iShares MSCI EAFE Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 46 funds opening new positions, 95 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 18

107% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 46

33% more funds holding in top 10

Funds holding in top 10: 1824 (+6)

15% more funds holding

Funds holding: 175202 (+27)

12% more capital invested

Capital invested by funds: $1.78B → $2B (+$222M)

1.4% less ownership

Funds ownership: 65.05%63.66% (-1.4%)

18% less call options, than puts

Call options by funds: $204K | Put options by funds: $250K

Holders
202
Holders Change
+27
Holders Change %
+15.43%
% of All Funds
5.86%
Holding in Top 10
24
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+33.33%
% of All Funds
0.7%
New
46
Increased
95
Reduced
46
Closed
18
Calls
$204K
Puts
$250K
Net Calls
-$46K
Net Calls Change
-$46K
Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
ALPS Advisors
Colorado
$19.2M -$258K -5,210 -1%
Barclays
27
Barclays
United Kingdom
$18.8M +$6.17M +124,356 +49%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$18.7M +$1.39M +27,964 +8%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$17.6M +$2.65M +53,452 +18%
LI
30
LMCG Investments
Massachusetts
$16.4M +$874K +17,636 +6%
LWA
31
Lenox Wealth Advisors
New York
$15.6M +$15.2M +306,133 New
WTIM
32
Wilmington Trust Investment Management
Delaware
$14.8M -$10.4M -210,487 -42%
LNB
33
Ledyard National Bank
$14.3M -$20.3K -409 -0.1%
PA
34
Pinnacle Associates
New York
$14.2M +$727K +14,665 +6%
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$13.9M +$2.56M +51,657 +23%
JP Morgan Chase
36
JP Morgan Chase
New York
$13.1M +$77.3K +1,560 +0.6%
BSW
37
Buckingham Strategic Wealth
Missouri
$13M -$1.19M -23,996 -9%
Jane Street
38
Jane Street
New York
$12.9M -$35.4M -714,901 -74%
BJL
39
Brighton Jones LLC
Washington
$12.5M -$507K -10,234 -4%
PL
40
Plancorp LLC
Missouri
$12.4M +$12.1M +243,400 New
B
41
Baird
Wisconsin
$11.8M +$5.06M +102,083 +78%
TAG
42
Tactical Allocation Group
Michigan
$11.6M -$556K -11,206 -5%
MMA
43
Miracle Mile Advisors
California
$11.3M +$11M +220,876 New
WCWM
44
Wooster Corthell Wealth Management
Connecticut
$11.1M +$444K +8,951 +4%
EA
45
Efficient Advisors
Ohio
$10.7M +$167K +3,378 +2%
UCFA
46
United Capital Financial Advisors
Texas
$10.3M +$1.03M +20,715 +11%
Axa
47
Axa
France
$9.57M +$622K +12,540 +7%
LPT
48
Legacy Private Trust
Wisconsin
$9.13M +$1.23M +24,827 +16%
BAAM
49
Baker Avenue Asset Management
California
$9.01M +$1.2M +24,115 +16%
MWM
50
Merriman Wealth Management
Washington
$7.88M -$230K -4,641 -3%

SCZ Hedge Fund Activity: Q4 2013 in Review

202 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI EAFE Small-Cap ETF (SCZ) for Q4 2013, worth a combined $2B — up 12% from $1.78B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new SCZ positions and 18 closed out — a net gain of 28 holders — while 95 added to existing stakes and 46 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $89.6M. The largest seller was Jane Street, cutting an estimated $35.4M.

  • 202 institutional investors held iShares MSCI EAFE Small-Cap ETF (SCZ) as of Q4 2013, up from 175 in Q3 2013.
  • Funds reported $2B of iShares MSCI EAFE Small-Cap ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 46 funds opened new iShares MSCI EAFE Small-Cap ETF positions in Q4 2013 and 18 closed out, a net change of +28 holders.
  • The largest iShares MSCI EAFE Small-Cap ETF buyer in Q4 2013 was Fidelity Investments, an estimated $89.6M added.
  • The largest iShares MSCI EAFE Small-Cap ETF seller in Q4 2013 was Jane Street, an estimated $35.4M sold.

Based on aggregated 13F filings for Q4 2013.