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SCHW

Charles Schwab

863 hedge funds and large institutions have $41.3B invested in Charles Schwab in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 279 increasing their positions, 316 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 157 | Existing positions closed: 61

106% more funds holding in top 10

Funds holding in top 10: 3266 (+34)

56% more call options, than puts

Call options by funds: $489M | Put options by funds: $314M

27% more capital invested

Capital invested by funds: $32.4B → $41.3B (+$8.85B)

10% more funds holding

Funds holding: 781863 (+82)

0.84% more ownership

Funds ownership: 78.01%78.85% (+0.84%)

12% less repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 316

Holders
863
Holders Change
+82
Holders Change %
+10.5%
% of All Funds
21.57%
Holding in Top 10
66
Holding in Top 10 Change
+34
Holding in Top 10 Change %
+106.25%
% of All Funds
1.65%
New
157
Increased
279
Reduced
316
Closed
61
Calls
$489M
Puts
$314M
Net Calls
+$175M
Net Calls Change
+$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
N
201
Nuveen
North Carolina
$15.5M +$7.55M +211,299 +117%
Envestnet Asset Management
202
Envestnet Asset Management
Illinois
$15.5M -$2.52M -70,572 -15%
Nisa Investment Advisors
203
Nisa Investment Advisors
Missouri
$15.4M -$80.4K -2,250 -0.6%
WAM
204
Winslow Asset Management
Ohio
$15.3M -$74.9K -2,095 -0.5%
PGFC
205
Peapack-Gladstone Financial Corp
New Jersey
$15.2M +$13.1K +367 +0.1%
Nomura Holdings
206
Nomura Holdings
Japan
$15M -$18.7M -523,966 -58%
JCM
207
Jag Capital Management
Missouri
$15M +$11.9M +331,803 New
ACI
208
AMP Capital Investors
Australia
$14.9M +$74.7K +2,090 +0.6%
Comerica Bank
209
Comerica Bank
Texas
$14.9M +$210K +5,884 +2%
ASC
210
Atalanta Sosnoff Capital
New York
$14.9M +$5.45M +152,610 +68%
MSU
211
Mizuho Securities USA
New York
$14.8M +$13.4M +375,200 New
PC
212
Polar Capital
United Kingdom
$14.5M
ECA
213
Endeavour Capital Advisors
Connecticut
$14.3M
GIBU
214
Gulf International Bank (UK)
United Kingdom
$14.3M +$25K +700 +0.2%
TPSF
215
Texas Permanent School Fund
Texas
$14.3M -$335K -9,389 -3%
PAM
216
Premier Asset Management
Illinois
$14.1M -$489K -13,700 -4%
WI
217
Wafra Inc
New York
$13.9M -$621K -17,383 -5%
Axa
218
Axa
France
$13.5M +$2.08M +58,117 +20%
SMDAM
219
Sumitomo Mitsui DS Asset Management
Japan
$13.2M -$2.4M -67,118 -17%
CAM
220
Capstone Asset Management
Texas
$12.8M +$7.84M +219,399 +208%
Stifel Financial
221
Stifel Financial
Missouri
$12.7M +$1.43M +39,980 +14%
LIC
222
Lodestar Investment Counsel
Illinois
$12.7M -$85.9K -2,405 -0.7%
TAM
223
Tocqueville Asset Management
New York
$12.7M +$800K +22,391 +7%
SAM
224
Shell Asset Management
Netherlands
$12.4M +$6.47M +181,172 +135%
HIMCH
225
Hartford Investment Management Co (HIMCO)
Connecticut
$12.3M +$118K +3,297 +1%

SCHW Hedge Fund Activity: Q4 2016 in Review

863 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2016, worth a combined $41.3B — up 27% from $32.4B a quarter earlier.

Buyers outnumbered sellers: 157 funds opened new SCHW positions and 61 closed out — a net gain of 96 holders — while 279 added to existing stakes and 316 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $631M. The largest seller was Davis Selected Advisers, cutting an estimated $548M.

  • 863 institutional investors held Charles Schwab (SCHW) as of Q4 2016, up from 781 in Q3 2016.
  • Funds reported $41.3B of Charles Schwab stock for Q4 2016, up 27% quarter-over-quarter.
  • 157 funds opened new Charles Schwab positions in Q4 2016 and 61 closed out, a net change of +96 holders.
  • The largest Charles Schwab buyer in Q4 2016 was T. Rowe Price Associates, an estimated $631M added.
  • The largest Charles Schwab seller in Q4 2016 was Davis Selected Advisers, an estimated $548M sold.

Based on aggregated 13F filings for Q4 2016.