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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
Mitsubishi UFJ Asset Management
201
Mitsubishi UFJ Asset Management
Japan
$5.01M -$300K -13,821 -6%
JC
202
JBF Capital
Colorado
$5M
COPPSERS
203
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.99M +$262K +12,031 +5%
CIC
204
Cutler Investment Counsel
Oregon
$4.94M -$2.67K -123 -0.1%
LBG
205
Lloyds Banking Group
United Kingdom
$4.93M -$902K -41,473 -15%
FSA
206
Financial Sense Advisors
California
$4.88M +$78.9K +3,631 +2%
William Blair & Company
207
William Blair & Company
Illinois
$4.85M +$2.31M +106,136 +86%
LPL Financial
208
LPL Financial
California
$4.84M +$157K +7,231 +3%
AG
209
Aperio Group
California
$4.84M +$557K +25,601 +13%
Asset Management One
210
Asset Management One
Japan
$4.77M +$1.74M +80,144 +55%
VCAM
211
Van Cleef Asset Management
Ohio
$4.72M -$153K -7,025 -3%
VW
212
Vantage Wealth
California
$4.7M -$897K -41,250 -16%
Adage Capital Partners
213
Adage Capital Partners
Massachusetts
$4.67M -$40.8M -1,878,000 -89%
PIM
214
Partner Investment Management
California
$4.66M +$4.79M +220,410 New
IAM
215
Impax Asset Management
New Hampshire
$4.58M -$8.86M -407,600 -65%
SHGA
216
Sand Hill Global Advisors
California
$4.58M +$1.26M +57,776 +36%
MSA
217
Mason Street Advisors
Wisconsin
$4.55M -$370K -17,022 -7%
Susquehanna International Group
218
Susquehanna International Group
Pennsylvania
$4.54M +$1.87M +85,881 +67%
OCM
219
Olstein Capital Management
New York
$4.44M -$1.94M -89,000 -30%
WAM
220
World Asset Management
Michigan
$4.37M -$323K -14,871 -7%
First Trust Advisors
221
First Trust Advisors
Illinois
$4.32M +$4.45M +204,476 New
PRC
222
Platte River Capital
Colorado
$4.31M -$507K -23,315 -10%
CFSG
223
Community Financial Services Group
Vermont
$4.19M +$108K +4,980 +3%
M
224
MOTCO
Texas
$4.19M -$20.3K -935 -0.5%
Axa
225
Axa
France
$4.18M +$41.5K +1,909 +1%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.