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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Asset Management One
176
Asset Management One
Japan
$20.6M -$869K -24,971 -4%
AO
177
Allen Operations
New York
$20.6M
Envestnet Asset Management
178
Envestnet Asset Management
Illinois
$20.6M +$718K +20,641 +4%
JP
179
JNE Partners
United Kingdom
$20.3M +$19.5M +561,000 New
CIM
180
Confluence Investment Management
Missouri
$19.9M +$31.5K +905 +0.2%
Janus Henderson Group
181
Janus Henderson Group
United Kingdom
$19M +$705K +20,256 +4%
EWA
182
Exencial Wealth Advisors
Oklahoma
$19M +$7.99M +229,750 +78%
YL
183
YCG LLC
Texas
$18.9M -$12.3M -353,751 -41%
MDSL
184
M.D. Sass LLC
New York
$18.8M +$1.53M +43,999 +9%
GIA
185
Gateway Investment Advisers
Ohio
$18.3M -$79.1K -2,273 -0.4%
Treasurer of the State of North Carolina
186
Treasurer of the State of North Carolina
North Carolina
$18.2M +$65.1K +1,870 +0.4%
ACI
187
AMP Capital Investors
Australia
$17.9M -$1.13M -32,593 -6%
LOAMS
188
Lombard Odier Asset Management (Switzerland)
Switzerland
$17.8M +$3.21M +92,328 +23%
YCM
189
Yost Capital Management
Texas
$17.6M +$1.74M +50,000 +12%
VOYA Investment Management
190
VOYA Investment Management
Georgia
$17.2M -$305K -8,770 -2%
BNP Paribas Financial Markets
191
BNP Paribas Financial Markets
France
$16.9M +$4.16M +119,524 +34%
VDI
192
Vaughan David Investments
Illinois
$16.7M +$301K +8,650 +2%
FC
193
Fairpointe Capital
Illinois
$16.5M +$1.56M +44,764 +11%
Calamos Advisors
194
Calamos Advisors
Illinois
$16.4M -$920K -26,442 -6%
IPGDR
195
Investidor Profissional Gestao de Recursos
Brazil
$16.2M -$2.58M -74,058 -14%
Janney Montgomery Scott
196
Janney Montgomery Scott
Pennsylvania
$16.1M -$19.9K -573 -0.1%
Victory Capital Management
197
Victory Capital Management
Texas
$16.1M +$584K +16,775 +4%
Capstone Investment Advisors
198
Capstone Investment Advisors
New York
$16M +$15.4M +441,926 New
Natixis Advisors
199
Natixis Advisors
Massachusetts
$15.8M -$26.6M -764,389 -64%
Royal London Asset Management
200
Royal London Asset Management
United Kingdom
$15.6M -$15.2K -436 -0.1%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.