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SCHW

Charles Schwab

1,061 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 404 increasing their positions, 421 reducing their positions, and 122 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $422M | Put options by funds: $286M

23% more funds holding in top 10

Funds holding in top 10: 3138 (+7)

2% more capital invested

Capital invested by funds: $42B → $42.7B (+$736M)

0.17% less ownership

Funds ownership: 78.43%78.27% (-0.17%)

4% less repeat investments, than reductions

Existing positions increased: 404 | Existing positions reduced: 421

3% less funds holding

Funds holding: 1,0981,061 (-37)

24% less first-time investments, than exits

New positions opened: 93 | Existing positions closed: 122

Holders
1,061
Holders Change
-37
Holders Change %
-3.37%
% of All Funds
23.27%
Holding in Top 10
38
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+22.58%
% of All Funds
0.83%
New
93
Increased
404
Reduced
421
Closed
122
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M
Name Holding Trade Value Shares
Change
Change in
Stake
Nordea Investment Management
176
Nordea Investment Management
Sweden
$21.8M -$143K -3,537 -0.7%
CIM
177
Confluence Investment Management
Missouri
$21.7M +$1.12M +27,652 +6%
BMO
178
Beck Mack & Oliver
New York
$21.4M +$20.4M +505,847 +8,770%
HCM
179
Horan Capital Management
Maryland
$21.3M +$6.65M +164,766 +48%
Jacobs Levy Equity Management
180
Jacobs Levy Equity Management
New Jersey
$21M +$1.28M +31,774 +7%
NAM
181
NorthCoast Asset Management
Connecticut
$20.3M -$3.34M -82,666 -15%
BTS
182
BB&T Securities
Virginia
$20.3M +$4.28M +105,954 +28%
OCM
183
Osterweis Capital Management
California
$20M +$19.3M +477,878 New
CAG
184
Crestwood Advisors Group
Massachusetts
$19.9M +$3.65M +90,355 +24%
CIM
185
Courant Investment Management
Tennessee
$19.5M +$5.45M +135,000 +41%
State of Tennessee, Department of Treasury
186
State of Tennessee, Department of Treasury
Tennessee
$19.4M -$1.42M -35,066 -7%
Royal London Asset Management
187
Royal London Asset Management
United Kingdom
$19.4M -$344K -8,523 -2%
Bank of Nova Scotia
188
Bank of Nova Scotia
Ontario, Canada
$19.4M +$623K +15,435 +3%
TAM
189
Tocqueville Asset Management
New York
$19.3M +$5.94M +147,078 +47%
Victory Capital Management
190
Victory Capital Management
Texas
$19.1M +$6.85M +169,703 +59%
VOYA Investment Management
191
VOYA Investment Management
Georgia
$18.9M -$510K -12,643 -3%
AIG
192
American International Group
New York
$18.8M -$423K -10,470 -2%
Nisa Investment Advisors
193
Nisa Investment Advisors
Missouri
$18.6M -$108K -2,685 -0.6%
AAM
194
Aureus Asset Management
Massachusetts
$18.5M +$47.6K +1,179 +0.3%
DLA
195
Douglas Lane & Associates
New York
$18.3M -$1.37M -33,947 -7%
ACM
196
Academy Capital Management
Texas
$18.2M +$11.1M +275,901 +161%
Fiera Capital (Canada)
197
Fiera Capital (Canada)
Quebec, Canada
$18M -$15.9M -393,464 -48%
SM
198
Soapstone Management
Maryland
$17.8M +$1.01M +25,000 +6%
VDI
199
Vaughan David Investments
Illinois
$17.6M +$583K +14,440 +4%
PNC Financial Services Group
200
PNC Financial Services Group
Pennsylvania
$17.5M -$673K -16,681 -4%

SCHW Hedge Fund Activity: Q3 2019 in Review

1,061 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2019, worth a combined $42.7B — up 1.8% from $42B a quarter earlier.

Sellers outnumbered buyers: 122 funds closed out of SCHW and 93 opened new positions — a net loss of 29 holders — while 421 trimmed existing stakes and 404 added.

The largest buyer was Dodge & Cox, adding an estimated $339M. The largest seller was Edgewood Management, exiting entirely with an estimated $889M sold.

  • 1,061 institutional investors held Charles Schwab (SCHW) as of Q3 2019, down from 1,098 in Q2 2019.
  • Funds reported $42.7B of Charles Schwab stock for Q3 2019, up 1.8% quarter-over-quarter.
  • 93 funds opened new Charles Schwab positions in Q3 2019 and 122 closed out, a net change of -29 holders.
  • The largest Charles Schwab buyer in Q3 2019 was Dodge & Cox, an estimated $339M added.
  • The largest Charles Schwab seller in Q3 2019 was Edgewood Management, an estimated $889M sold.

Based on aggregated 13F filings for Q3 2019.