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SCHW

Charles Schwab

1,172 hedge funds and large institutions have $50.1B invested in Charles Schwab in 2019 Q4 according to their latest regulatory filings, with 206 funds opening new positions, 384 increasing their positions, 452 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more first-time investments, than exits

New positions opened: 206 | Existing positions closed: 78

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

17% more capital invested

Capital invested by funds: $42.7B → $50.1B (+$7.38B)

10% more funds holding

Funds holding: 1,0611,172 (+111)

3.84% more ownership

Funds ownership: 78.27%82.1% (+3.8%)

2% more call options, than puts

Call options by funds: $341M | Put options by funds: $334M

15% less repeat investments, than reductions

Existing positions increased: 384 | Existing positions reduced: 452

Holders
1,172
Holders Change
+111
Holders Change %
+10.46%
% of All Funds
23.09%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
206
Increased
384
Reduced
452
Closed
78
Calls
$341M
Puts
$334M
Net Calls
+$7.32M
Net Calls Change
-$129M
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1201
Voleon Capital Management
California
-$1.25M -30,000 Closed
WCM
1202
Weld Capital Management
New York
-$1.15M -27,548 Closed
PSP
1203
Principal Street Partners
Tennessee
-$1.07M -25,698 Closed
GIM
1204
Grassi Investment Management
California
-$1.01M -24,100 Closed
GAM
1205
Griffin Asset Management
New York
-$909K -21,730 Closed
CWAG
1206
Compton Wealth Advisory Group
Virginia
-$829K -19,815 Closed
TRCT
1207
Tower Research Capital (TRC)
New York
-$677K -16,174 Closed
PSC
1208
Prentiss Smith & Co
Vermont
-$613K -14,646 Closed
BCM
1209
Brasada Capital Management
Texas
-$486K -11,611 Closed
QCM
1210
Quadrant Capital Management
New Jersey
-$368K -8,797 Closed
DBRC
1211
D.B. Root & Company
Pennsylvania
-$361K -8,633 Closed
CC
1212
Centiva Capital
New York
-$335K -7,599 Closed
CAM
1213
Congress Asset Management
Massachusetts
-$290K -6,926 Closed
JFM
1214
Jackson Financial Management
California
-$282K -6,738 Closed
VC
1215
Vestor Capital
Illinois
-$274K -6,542 Closed
MWC
1216
MBM Wealth Consultants
Missouri
-$268K -6,413 Closed
MFW
1217
Mosaic Family Wealth
Missouri
-$259K -6,185 Closed
TRAM
1218
Tuscan Ridge Asset Management
Illinois
-$243K -5,800 Closed
LWCFA
1219
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
-$239K -5,703 Closed
WMA
1220
Wealth Management Associates
New Jersey
-$238K -5,698 Closed
SWM
1221
SeaCrest Wealth Management
New York
-$233K -5,569 Closed
NA
1222
Nottingham Advisors
New York
-$225K -5,367 Closed
PP
1223
Prudential plc
United Kingdom
-$221K -5,250 Closed
PFS
1224
Physicians Financial Services
North Carolina
-$203K -4,852 Closed
QT
1225
Quantamental Technologies
New York
-$195K -4,663 Closed

SCHW Hedge Fund Activity: Q4 2019 in Review

1,172 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2019, worth a combined $50.1B — up 17% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 206 funds opened new SCHW positions and 78 closed out — a net gain of 128 holders — while 384 added to existing stakes and 452 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $404M. The largest seller was T. Rowe Price Associates, cutting an estimated $442M.

  • 1,172 institutional investors held Charles Schwab (SCHW) as of Q4 2019, up from 1,061 in Q3 2019.
  • Funds reported $50.1B of Charles Schwab stock for Q4 2019, up 17% quarter-over-quarter.
  • 206 funds opened new Charles Schwab positions in Q4 2019 and 78 closed out, a net change of +128 holders.
  • The largest Charles Schwab buyer in Q4 2019 was Massachusetts Financial Services, an estimated $404M added.
  • The largest Charles Schwab seller in Q4 2019 was T. Rowe Price Associates, an estimated $442M sold.

Based on aggregated 13F filings for Q4 2019.