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SCHW

Charles Schwab
SCHW

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 26 → 35 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44% → 87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,077 → 1,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$375M
2
Lazard Asset Management
Lazard Asset Management
New York
+$202M
3
American Century Companies
American Century Companies
Missouri
+$175M
4
BlackRock
BlackRock
New York
+$146M
5
GIM
Generation Investment Management
United Kingdom
+$113M

Top Sellers

Rank Fund Capital Flow
1
Sands Capital Management
Sands Capital Management
Virginia
-$216M
2
Citadel Advisors
Citadel Advisors
Florida
-$186M
3
VNIM
Vaughan Nelson Investment Management
Texas
-$112M
4
Renaissance Technologies
Renaissance Technologies
New York
-$95.9M
5
Goldman Sachs
Goldman Sachs
New York
-$91.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
OGC
1101
One68 Global Capital
New York
– -$546K -16,184 Closed
KAS
1102
Kemnay Advisory Services
New York
– -$543K -16,100 Closed
Assenagon Asset Management
1103
Assenagon Asset Management
Luxembourg
– -$468K -13,868 Closed
AC
1104
Arjuna Capital
North Carolina
– -$441K -13,069 Closed
AI
1105
Atom Investors
Texas
– -$439K -13,004 Closed
FRM
1106
Fox Run Management
Connecticut
– -$398K -11,801 Closed
AGM
1107
Alpine Global Management
New York
– -$386K -11,437 Closed
CCFCSB
1108
Cape Cod Five Cents Savings Bank
Massachusetts
– -$373K -11,062 Closed
LA
1109
LVW Advisors
New York
– -$352K -10,421 Closed
WAM
1110
Wealthspire Advisors (Maryland)
Maryland
– -$346K -10,260 Closed
CCIA
1111
Campbell & Co Investment Adviser
Maryland
– -$338K -10,011 Closed
ESCM
1112
Echo Street Capital Management
New York
– -$336K -9,947 Closed
MF
1113
Magnetar Financial
Illinois
– -$334K -9,907 Closed
YMRC
1114
Yorktown Management & Research Company
Virginia
– -$329K -9,750 Closed
LRPA
1115
L. Roy Papp & Associates
Arizona
– -$304K -9,005 Closed
TSS
1116
Two Sigma Securities
New York
– -$310K -8,912 Closed
MIP
1117
Marietta Investment Partners
Wisconsin
– -$295K -8,740 Closed
EFS
1118
Essex Financial Services
Connecticut
– -$295K -8,732 Closed
RIM
1119
Rampart Investment Management
Connecticut
– -$291K -8,619 Closed
CC
1120
Chicago Capital
Illinois
– -$288K -8,547 Closed
USGIU
1121
U.S. Global Investors (USGI)
Texas
– -$287K -8,500 Closed
VCM
1122
Violich Capital Management
California
– -$286K -8,470 Closed
QT
1123
Quantamental Technologies
New York
– -$277K -8,197 Closed
RMA
1124
Roffman Miller Associates
Pennsylvania
– -$247K -7,323 Closed
WP
1125
WealthSource Partners
California
– -$231K -6,835 Closed
43 44
45
46 47

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.