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SCHW

Charles Schwab

1,172 hedge funds and large institutions have $50.1B invested in Charles Schwab in 2019 Q4 according to their latest regulatory filings, with 206 funds opening new positions, 384 increasing their positions, 452 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more first-time investments, than exits

New positions opened: 206 | Existing positions closed: 78

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

17% more capital invested

Capital invested by funds: $42.7B → $50.1B (+$7.38B)

10% more funds holding

Funds holding: 1,0611,172 (+111)

3.84% more ownership

Funds ownership: 78.27%82.1% (+3.8%)

2% more call options, than puts

Call options by funds: $341M | Put options by funds: $334M

15% less repeat investments, than reductions

Existing positions increased: 384 | Existing positions reduced: 452

Holders
1,172
Holders Change
+111
Holders Change %
+10.46%
% of All Funds
23.09%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
206
Increased
384
Reduced
452
Closed
78
Calls
$341M
Puts
$334M
Net Calls
+$7.32M
Net Calls Change
-$129M
Name Holding Trade Value Shares
Change
Change in
Stake
TL
1051
TrueWealth LLC
Georgia
$58K
EFSCE
1052
Enterprise Financial Services Corp (EFSC)
Missouri
$58K +$6.44K +146 +14%
LWM
1053
Lenox Wealth Management
Ohio
$57K -$8.6K -195 -14%
OC
1054
Oakworth Capital
Alabama
$57K
PB
1055
Pinnacle Bancorp
Nebraska
$55K -$41.3K -937 -45%
BCA
1056
Berman Capital Advisors
Georgia
$55K +$10.4K +235 +25%
LWM
1057
Liberty Wealth Management
California
$53K +$1.01K +23 +2%
EP
1058
Eudaimonia Partners
Tennessee
$51K +$47.4K +1,075 New
SIAS
1059
Shine Investment Advisory Services
Colorado
$50K +$19.3K +438 +70%
BWA
1060
BDO Wealth Advisors
Florida
$49K
Capstone Investment Advisors
1061
Capstone Investment Advisors
New York
$48K -$1.07M -24,198 -96%
MCM
1062
Manchester Capital Management
Vermont
$45K
RFA
1063
Reilly Financial Advisors
California
$42K
LWA
1064
Lenox Wealth Advisors
New York
$42K +$3.53K +80 +10%
SL
1065
Savior LLC
Massachusetts
$42K +$38.7K +879 New
IFAM
1066
Institutional & Family Asset Management
Colorado
$38K -$573 -13 -2%
FHA
1067
Flagship Harbor Advisors
Massachusetts
$38K +$88 +2 +0.2%
AF
1068
Arrow Financial
New York
$37K -$13.2K -300 -28%
AA
1069
Advisory Alpha
Michigan
$37K -$7.85K -178 -19%
QAM
1070
QCI Asset Management
New York
$36K -$16.3M -369,924 -100%
LWANC
1071
Laurel Wealth Advisors (North Carolina)
North Carolina
$36K
PFBT
1072
Parkside Financial Bank & Trust
Missouri
$36K +$7.45K +169 +28%
SMG
1073
Spectrum Management Group
Indiana
$35K
FMP
1074
Financial Management Professionals
Texas
$35K +$6.92K +157 +27%
VCP
1075
Verus Capital Partners
Arizona
$35K +$32.2K +731 New

SCHW Hedge Fund Activity: Q4 2019 in Review

1,172 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2019, worth a combined $50.1B — up 17% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 206 funds opened new SCHW positions and 78 closed out — a net gain of 128 holders — while 384 added to existing stakes and 452 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $404M. The largest seller was T. Rowe Price Associates, cutting an estimated $442M.

  • 1,172 institutional investors held Charles Schwab (SCHW) as of Q4 2019, up from 1,061 in Q3 2019.
  • Funds reported $50.1B of Charles Schwab stock for Q4 2019, up 17% quarter-over-quarter.
  • 206 funds opened new Charles Schwab positions in Q4 2019 and 78 closed out, a net change of +128 holders.
  • The largest Charles Schwab buyer in Q4 2019 was Massachusetts Financial Services, an estimated $404M added.
  • The largest Charles Schwab seller in Q4 2019 was T. Rowe Price Associates, an estimated $442M sold.

Based on aggregated 13F filings for Q4 2019.