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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
WPA
1001
West Paces Advisors
Georgia
$8.88K
KTC
1002
Kistler-Tiffany Companies
Pennsylvania
$8K
TCM
1003
Tradewinds Capital Management
Washington
$8K
MPWT
1004
MassMutual Private Wealth & Trust
Connecticut
$8K +$1.32K +38 +22%
BWM
1005
BerganKDV Wealth Management
Minnesota
$8K +$2.68K +77 +53%
AWM
1006
Adams Wealth Management
Utah
$8K +$7.31K +210 New
CQS
1007
Credential Qtrade Securities
$7.64K
BFG
1008
Baron Financial Group
New Jersey
$7.25K +$6.96K +200 New
CHAM
1009
Clear Harbor Asset Management
Connecticut
$7.25K +$6.96K +200 New
CFN
1010
Cordasco Financial Network
Florida
$7K -$2.33K -67 -25%
TPWA
1011
TRUE Private Wealth Advisors
Oregon
$7K
TFGT
1012
TS Financial Group (TSFG)
Illinois
$7K
PGAM
1013
Princeton Global Asset Management
New Jersey
$6K -$23K -662 -81%
TFA
1014
Toth Financial Advisory
Virginia
$6K -$18K -517 -77%
M
1015
MOTCO
Texas
$6K
RWML
1016
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$5.8K +$591 +17 +12%
PW
1017
Price Wealth
Texas
$5K -$619K -17,795 -99%
EI
1018
Ellevest Inc
New York
$5K -$626 -18 -12%
WT
1019
Washington Trust
Rhode Island
$5K
ADL
1020
Asset Dedication LLC
California
$5K +$4.52K +130 New
BFEC
1021
Benjamin F. Edwards & Company
Missouri
$4K -$45.7K -1,313 -93%
CAL
1022
Capital Analysts LLC
Pennsylvania
$4K
CWM
1023
Cedar Wealth Management
California
$4K
MAWCM
1024
Mine & Arao Wealth Creation & Management
California
$4K +$35 +1 +0.9%
FFA
1025
Founders Financial Alliance
North Carolina
$4K +$3.51K +101 New

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.