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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
NNP
876
Nachman Norwood & Parrott
South Carolina
$166K -$49.6K -1,427 -24%
DZ Bank
877
DZ Bank
Germany
$163K
ST
878
Smithfield Trust
Pennsylvania
$163K -$26.6K -765 -15%
IA
879
IFP Advisors
Florida
$153K +$10.7K +307 +8%
JWM
880
Jeppson Wealth Management
California
$153K +$147K +4,214 New
SWA
881
Sutton Wealth Advisors
Florida
$146K +$104 +3 +0.1%
T
882
TOBAM
France
$144K +$139K +3,986 New
LTI
883
Laffer Tengler Investments
Tennessee
$144K
Acadian Asset Management
884
Acadian Asset Management
Massachusetts
$142K
ONST
885
Old North State Trust
North Carolina
$142K +$137K +3,932 New
TFS
886
TrustCore Financial Services
Tennessee
$134K
PVH
887
Psagot Value Holdings
Israel
$120K
IBOK
888
Independence Bank of Kentucky
Kentucky
$118K -$3.48K -100 -3%
SIM
889
Sonora Investment Management
Arizona
$116K
SLF
890
Sun Life Financial
Ontario, Canada
$115K -$12.3K -353 -10%
FA
891
Fortis Advisors
Pennsylvania
$109K -$34.8K -1,000 -25%
PAI
892
Pittenger & Anderson Inc
Nebraska
$109K -$29.6K -850 -22%
APWM
893
Atlas Private Wealth Management
New York
$107K +$102K +2,941 New
SBSB
894
Sullivan, Bruyette, Speros & Blaney
Virginia
$107K +$102K +2,942 New
AIM
895
Anchor Investment Management
South Carolina
$107K +$6.61K +190 +7%
FEG
896
Financial Enhancement Group
Indiana
$106K +$3.34K +96 +3%
FQ
897
First Quadrant
California
$102K -$276K -7,940 -74%
PR
898
Payden & Rygel
California
$95K
PFGIA
899
Patriot Financial Group Insurance Agency
Massachusetts
$91K +$11.4K +327 +15%
CG
900
Cutler Group
California
$90K -$150K -4,300 -63%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.