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SCHW

Charles Schwab
SCHW

863 hedge funds and large institutions have $41.3B invested in Charles Schwab in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 279 increasing their positions, 316 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 157 | Existing positions closed: 61

106% more funds holding in top 10

Funds holding in top 10: 32 → 66 (+34)

56% more call options, than puts

Call options by funds: $489M | Put options by funds: $314M

27% more capital invested

Capital invested by funds: $32.4B → $41.3B (+$8.85B)

10% more funds holding

Funds holding: 781 → 863 (+82)

0.84% more ownership

Funds ownership: 78.01% → 78.85% (+0.84%)

12% less repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 316

Holders
863
Holders Change
+82
Holders Change %
+10.5%
% of All Funds
21.57%
Holding in Top 10
66
Holding in Top 10 Change
+34
Holding in Top 10 Change %
+106.25%
% of All Funds
1.65%
New
157
Increased
279
Reduced
316
Closed
61
Calls
$489M
Puts
$314M
Net Calls
+$175M
Net Calls Change
+$25.5M

Top Buyers

Rank Fund Capital Flow
1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$631M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$396M
3
JP Morgan Chase
JP Morgan Chase
New York
+$299M
4
Viking Global Investors
Viking Global Investors
Connecticut
+$288M
5
JSP
Jackson Square Partners
California
+$219M

Top Sellers

Rank Fund Capital Flow
1
DSA
Davis Selected Advisers
Arizona
-$548M
2
Primecap Management
Primecap Management
California
-$265M
3
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$185M
4
Dodge & Cox
Dodge & Cox
California
-$185M
5
SA
SPO Advisory
California
-$179M
Name Holding Trade Value Shares
Change 		Change in
Stake
DL
876
Delta Lloyd
Netherlands
– -$2.79M -88,542 Closed
DC
877
Deere & Company
Illinois
– -$2.69M -85,335 Closed
D.E. Shaw & Co
878
D.E. Shaw & Co
New York
– -$2.9M -81,289 Closed
LC
879
Loews Corp
New York
– -$2.86M -80,000 Closed
TI
880
Trexquant Investment
Connecticut
– -$2.28M -72,246 Closed
RIM
881
Rainier Investment Management
Washington
– -$1.51M -47,710 Closed
MF
882
Magnetar Financial
Illinois
– -$1.48M -46,900 Closed
BCM
883
Bluefin Capital Management
New York
– -$1.61M -45,144 Closed
Walleye Trading
884
Walleye Trading
New York
– -$1.6M -44,672 Closed
Twin Tree Management
885
Twin Tree Management
Texas
– -$1.46M -40,749 Closed
QC
886
QCM Cayman
Texas
– -$1.17M -36,946 Closed
CG
887
Cutler Group
California
– -$1.31M -36,650 Closed
Alyeska Investment Group
888
Alyeska Investment Group
Illinois
– -$1.14M -35,942 Closed
MC
889
Menta Capital
California
– -$1.03M -32,500 Closed
BRA
890
Blue Rock Advisors
Minnesota
– -$827K -26,211 Closed
TSS
891
Two Sigma Securities
New York
– -$792K -25,091 Closed
CA
892
Cornerstone Advisors
North Carolina
– -$726K -23,000 Closed
NI
893
Numeric Investors
Massachusetts
– -$650K -20,600 Closed
WA
894
Wasatch Advisors
Utah
– -$518K -16,421 Closed
SWP
895
Stratos Wealth Partners
Ohio
– -$416K -13,176 Closed
ACM
896
Argentus Capital Management
Texas
– -$381K -12,073 Closed
CL
897
CPWM LLC
Washington
– -$311K -11,805 Closed
DTL
898
Dynamic Technology Lab
Singapore
– -$351K -11,117 Closed
SSA
899
Schonfeld Strategic Advisors
New York
– -$326K -10,334 Closed
MAM
900
Marquette Asset Management
Minnesota
– -$280K -8,869 Closed
33 34 35
36
37

SCHW Hedge Fund Activity: Q4 2016 in Review

863 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2016, worth a combined $41.3B — up 27% from $32.4B a quarter earlier.

Buyers outnumbered sellers: 157 funds opened new SCHW positions and 61 closed out — a net gain of 96 holders — while 279 added to existing stakes and 316 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $631M. The largest seller was Davis Selected Advisers, cutting an estimated $548M.

  • 863 institutional investors held Charles Schwab (SCHW) as of Q4 2016, up from 781 in Q3 2016.
  • Funds reported $41.3B of Charles Schwab stock for Q4 2016, up 27% quarter-over-quarter.
  • 157 funds opened new Charles Schwab positions in Q4 2016 and 61 closed out, a net change of +96 holders.
  • The largest Charles Schwab buyer in Q4 2016 was T. Rowe Price Associates, an estimated $631M added.
  • The largest Charles Schwab seller in Q4 2016 was Davis Selected Advisers, an estimated $548M sold.

Based on aggregated 13F filings for Q4 2016.